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BARRIER CAPITAL MANAGEMENT, LLC

SAN FRANCISCO, CA · CRD 312294 · IAPD ↗ · barriercap.com · 650-380-1475

$136.0MRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
October 2026 — BARRIER CAPITAL MANAGEMENT, LLC (SAN FRANCISCO, CA) left the SEC roster (was $136.0M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
47
April 2025 — BARRIER CAPITAL MANAGEMENT, LLC reported RAUM up 37% ($91.0M -> $125.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
46
April 2024 — BARRIER CAPITAL MANAGEMENT, LLC reported RAUM up 32% ($69.0M -> $91.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.