← Tributary

U.S. CAPITAL WEALTH ADVISORS, LLC

HOUSTON, TX · CRD 288199 · IAPD ↗ · 713-366-0500

$8.76BRegulatory AUM
71Advisory reps
141Employees
3Clients
251-500Planning clients
1Private funds
48States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
October 2026 — U.S. CAPITAL WEALTH ADVISORS, LLC (HOUSTON, TX) left the SEC roster (was $8.76B RAUM, 71 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
February 2025 — U.S. CAPITAL WEALTH ADVISORS, LLC added office(s): 6 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.