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IAM ADVISORY LLC

EASTON, PA · CRD 305492 · IAPD ↗ · iamadvisoryllc.com · 610-258-3269

$699.4MRegulatory AUM
8Advisory reps
14Employees
0Clients
More than 500Planning clients
0Private funds
16States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
October 2026 — IAM ADVISORY LLC (EASTON, PA) left the SEC roster (was $699.4M RAUM, 8 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
July 2026 — IAM ADVISORY LLC notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
February 2026 — IAM ADVISORY LLC reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
45
May 2024 — IAM ADVISORY LLC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
February 2024 — IAM ADVISORY LLC crossed $500M in regulatory AUM ($487.3M -> $572.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.