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LI ENTERPRISES

SAN FRANCISCO, CA · CRD 322864 · IAPD ↗ · li-enterprises.net · 510-325-9439

$0Regulatory AUM
0Advisory reps
0Employees
2Clients
1-10Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
October 2026 — LI ENTERPRISES (SAN FRANCISCO, CA) left the SEC roster (was $0 RAUM, 0 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
58
July 2025 — LI ENTERPRISES reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.