← Tributary

GVS FINANCIAL GROUP, INC.

· CRD 129337 · IAPD ↗ · 516-507-7955

$118.0MRegulatory AUM
1Advisory reps
1Employees
0Clients
51-100Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
October 2026 — GVS FINANCIAL GROUP, INC. (location n/a) left the SEC roster (was $118.0M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
95
April 2026 — GVS FINANCIAL GROUP, INC. (location n/a) is newly SEC-registered with $118.0M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.