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NORTHERN CAPITAL RETIREMENT SERVICES, INC.

SPOKANE, WA · CRD 163327 · IAPD ↗ · northernwelcome.com · 509-456-2526

$304.2MRegulatory AUM
8Advisory reps
11Employees
1Clients
1-10Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
October 2026 — NORTHERN CAPITAL RETIREMENT SERVICES, INC. (SPOKANE, WA) left the SEC roster (was $304.2M RAUM, 8 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.