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MISAKI CAPITAL INC.

TOKYO, Japan · CRD 282308 · IAPD ↗ · misaki-capital.com · +81-3-6427-7431

$512.1MRegulatory AUM
6Advisory reps
13Employees
5Clients
0Planning clients
0Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

33
October 2026 — MISAKI CAPITAL INC. (TOKYO, Japan) left the SEC roster (was $512.1M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
18
March 2026 — MISAKI CAPITAL INC. reported RAUM down 33% ($766.1M -> $512.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
23
March 2026 — MISAKI CAPITAL INC. shrank from 8 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.