M&A & valuation — April 2026
RIA acquirers, investment bankers, valuation firms, and lenders.
1380 firms opened this window in the April 2026 SEC roster: 745 headcount down, 480 aum down, 155 deregistered.
65
O'BRIEN WEALTH PARTNERS LLC — (WALTHAM, MA) left the SEC roster (was $1.11B RAUM, 11 reps). IAPD ↗
65
MERITAGE PORTFOLIO MANAGEMENT, INC. — (OVERLAND PARK, KS) left the SEC roster (was $2.42B RAUM, 11 reps). IAPD ↗
65
SOL CAPITAL MANAGEMENT CO — (ROCKVILLE, MD) left the SEC roster (was $2.98B RAUM, 9 reps). IAPD ↗
65
SB CAPITAL MANAGEMENT, INC. — (ENCINO, CA) left the SEC roster (was $1.23B RAUM, 6 reps). IAPD ↗
65
HERITAGE FINANCIAL SERVICES — (WESTWOOD, MA) left the SEC roster (was $2.99B RAUM, 23 reps). IAPD ↗
65
THE FINANCIAL ADVISORS, LLC — (ANDOVER, MA) left the SEC roster (was $1.11B RAUM, 7 reps). IAPD ↗
65
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT — (OLYMPIA, WA) left the SEC roster (was $4.07B RAUM, 85 reps). IAPD ↗
65
HUB INVESTMENT ADVISORS, INC — (OMAHA, NE) left the SEC roster (was $2.07B RAUM, 7 reps). IAPD ↗
65
TOTAL WEALTH PLANNING, LLC — (CINCINNATI, OH) left the SEC roster (was $1.18B RAUM, 16 reps). IAPD ↗
65
GPS WEALTH STRATEGIES GROUP, LLC — (CENTENNIAL, CO) left the SEC roster (was $1.42B RAUM, 5 reps). IAPD ↗
65
STEPHENS CONSULTING, LLC — (FLINT, MI) left the SEC roster (was $1.07B RAUM, 10 reps). IAPD ↗
63
BURT WEALTH ADVISORS — (NORTH BETHESDA, MD) left the SEC roster (was $876.2M RAUM, 9 reps). IAPD ↗
63
WEALTH PLANNING CORP — (CINCINNATI, OH) left the SEC roster (was $518.2M RAUM, 7 reps). IAPD ↗
63
LOC INVESTMENT ADVISERS — (HURRICANE, WV) left the SEC roster (was $771.0M RAUM, 6 reps). IAPD ↗
63
BEDDOW CAPITAL MANAGEMENT INC — (JACKSON, WY) left the SEC roster (was $277.9M RAUM, 1 reps). IAPD ↗
63
DUNCAN & HALEY, LTD. — (SEATTLE, WA) left the SEC roster (was $664.1M RAUM, 4 reps). IAPD ↗
63
FORTRESS WEALTH MANAGEMENT, INC. — (CULVER CITY, CA) left the SEC roster (was $269.3M RAUM, 3 reps). IAPD ↗
63
THE MARSHALL FINANCIAL GROUP, INC — (DOYLESTOWN, PA) left the SEC roster (was $866.4M RAUM, 20 reps). IAPD ↗
63
CREEGAN & NASSOURA FINANCIAL GROUP, LLC — (PORTSMOUTH, NH) left the SEC roster (was $281.6M RAUM, 2 reps). IAPD ↗
63
SENSIBLE FINANCIAL PLANNING AND MANAGEMENT, LLC — (WALTHAM, MA) left the SEC roster (was $885.4M RAUM, 14 reps). IAPD ↗
63
LONGVIEW ASSET MANAGEMENT, LLC — (SANTA FE, NM) left the SEC roster (was $339.5M RAUM, 3 reps). IAPD ↗
63
PROSPECTOR PARTNERS, LLC — (GUILFORD, CT) left the SEC roster (was $811.7M RAUM, 9 reps). IAPD ↗
63
YOUR RETIREMENT COACH — (MARIETTA, GA) left the SEC roster (was $377.1M RAUM, 7 reps). IAPD ↗
63
BENSON INVESTMENT MANAGEMENT COMPANY, INC. — (location n/a) left the SEC roster (was $334.4M RAUM, 1 reps). IAPD ↗
63
FINANCIAL PLANNING SOLUTIONS, LLC — (AUBURNDALE, MA) left the SEC roster (was $312.4M RAUM, 6 reps). IAPD ↗
63
BETTER MONEY DECISIONS — (SANTA FE, NM) left the SEC roster (was $326.8M RAUM, 6 reps). IAPD ↗
63
ACCESS WEALTH MANAGEMENT, INC. — (LOUISVILLE, KY) left the SEC roster (was $319.0M RAUM, 3 reps). IAPD ↗
63
MY LEGACY ADVISORS, LLC — (BEND, OR) left the SEC roster (was $333.1M RAUM, 4 reps). IAPD ↗
63
TRG ADVISORS, INC. — (LAKEWOOD RANCH, FL) left the SEC roster (was $547.7M RAUM, 3 reps). IAPD ↗
63
HUMANKIND INVESTMENTS — (NEW YORK, NY) left the SEC roster (was $442.8M RAUM, 5 reps). IAPD ↗
63
MGB WEALTH MANAGEMENT, LLC — (ADDISON, TX) left the SEC roster (was $421.9M RAUM, 2 reps). IAPD ↗
63
PURE PORTFOLIOS — (LAKE OSWEGO, OR) left the SEC roster (was $360.5M RAUM, 4 reps). IAPD ↗
63
LONG RUN WEALTH ADVISORS, LLC — (LAKE PLACID, NY) left the SEC roster (was $514.2M RAUM, 7 reps). IAPD ↗
63
BEACON FINANCIAL GROUP, INC. — (AURORA, OH) left the SEC roster (was $745.9M RAUM, 7 reps). IAPD ↗
60
PITTSBURGH FINANCIAL PLANNERS, INC. — (BRIDGEVILLE, PA) left the SEC roster (was $160.6M RAUM, 4 reps). IAPD ↗
60
JOSEPH GUNNAR & CO., LLC — (UNIONDALE, NY) left the SEC roster (was $34.0M RAUM, 5 reps). IAPD ↗
60
BISHOP & ASSOCIATES INC — (PHILADELPHIA, PA) left the SEC roster (was $106.1M RAUM, 2 reps). IAPD ↗
60
U.S. FINANCIAL ADVISORS — (WILMINGTON, DE) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗
60
HORIZON CAPITAL MANAGEMENT, INC. — (location n/a) left the SEC roster (was $2.6M RAUM, 1 reps). IAPD ↗
60
ALPINE CAPITAL STRATEGIES LLC — (location n/a) left the SEC roster (was $245.1M RAUM, 1 reps). IAPD ↗
60
DICK RIVERA & ASSOCIATES — (PENSACOLA BEACH, FL) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗
60
DALE BUCKNER, INC. — (AMARILLO, TX) left the SEC roster (was $167.5M RAUM, 2 reps). IAPD ↗
60
COUGHLIN FINANCIAL SERVICES, INC. — (LARCHMONT, NY) left the SEC roster (was $35.2M RAUM, 1 reps). IAPD ↗
60
NEWSHOLME FINANCIAL GROUP, INC. — (YORKTOWN HTS, NY) left the SEC roster (was $59.9M RAUM, 2 reps). IAPD ↗
60
PACIFICA WEALTH ADVISORS, INC. — (location n/a) left the SEC roster (was $176.1M RAUM, 1 reps). IAPD ↗
60
FINLEY WEALTH ADVISORS — (ESTERO, FL) left the SEC roster (was $119.5M RAUM, 2 reps). IAPD ↗
60
AGDEAVOR INVESTMENTS — (WORTHINGTON, OH) left the SEC roster (was $24.8M RAUM, 3 reps). IAPD ↗
60
INSIGHT WEALTH STRATEGIES, LP — (IRVINE, CA) left the SEC roster (was $109.2M RAUM, 2 reps). IAPD ↗
60
WAYPOINT STRATEGIC ADVISORS — (SUMMERVILLE, SC) left the SEC roster (was $136.3M RAUM, 4 reps). IAPD ↗
60
IUR CAPITAL, LLC — (MIAMI, FL) left the SEC roster (was $4.7M RAUM, 1 reps). IAPD ↗
60
BELLWOOD CAPITAL FUND ADVISORS — (location n/a) left the SEC roster (was $6.5M RAUM, 2 reps). IAPD ↗
60
NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC — (NEWPORT BEACH, CA) left the SEC roster (was $137.6M RAUM, 2 reps). IAPD ↗
60
STRINGER ASSET MANAGEMENT, LLC — (MEMPHIS, TN) left the SEC roster (was $42.2M RAUM, 3 reps). IAPD ↗
60
PATRIOT ASSET MANAGEMENT, INC. — (location n/a) left the SEC roster (was $38.7M RAUM, 1 reps). IAPD ↗
60
CALIXTO GLOBAL PARTNERS LLC — (CORAL GABLES, FL) left the SEC roster (was $55.8M RAUM, 2 reps). IAPD ↗
60
MODERN CAPITAL GROUP LLC — (location n/a) left the SEC roster (was $42.5M RAUM, 2 reps). IAPD ↗
60
SIGNATURE INTELLIGENT PORTFOLIOS, LLC — (LOS ANGELES, CA) left the SEC roster (was $10.5M RAUM, 1 reps). IAPD ↗
60
ASPIRE PLANNING ASSOCIATES, INC. — (WALNUT CREEK, CA) left the SEC roster (was $126.2M RAUM, 2 reps). IAPD ↗
60
SAPIENCE INVESTMENTS, LLC — (IRVINE, CA) left the SEC roster (was $184.7M RAUM, 4 reps). IAPD ↗
60
INVESTMENT CARDS RIA L.L.C. — (WILMINGTON, DE) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
60
BOLT FINANCIAL GROUP, INC — (WORTHINGTON, OH) left the SEC roster (was $107.6M RAUM, 4 reps). IAPD ↗
60
DAVID CAPITAL PARTNERS, LLC — (CHICAGO, IL) left the SEC roster (was $86.0M RAUM, 3 reps). IAPD ↗
60
ASG INVESTMENT MANAGEMENT, LLC — (RENFREW, PA) left the SEC roster (was $234.8M RAUM, 2 reps). IAPD ↗
60
SHEETS SMITH INVESTMENT MANAGEMENT, LLC — (HOUSTON, TX) left the SEC roster (was $129.7M RAUM, 2 reps). IAPD ↗
60
FOREFRONT WEALTH MANAGEMENT — (MALVERN, PA) left the SEC roster (was $246.4M RAUM, 3 reps). IAPD ↗
60
GOLDEN WEALTH MANAGEMENT — (PITTSTON, PA) left the SEC roster (was $137.5M RAUM, 3 reps). IAPD ↗
60
WEALTHVENUE — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
60
DAVID JAMES FINANCIAL — (NORTH LIBERTY, IA) left the SEC roster (was $116.1M RAUM, 2 reps). IAPD ↗
60
PURSUIT WEALTH MANAGMENT LLC — (PALM BEACH GARDENS, FL) left the SEC roster (was $186.3M RAUM, 3 reps). IAPD ↗
60
COLORADO WEALTH GROUP LLC — (DENVER, CO) left the SEC roster (was $235.3M RAUM, 6 reps). IAPD ↗
60
CANDOR FINANCIAL LLC — (location n/a) left the SEC roster (was $3.3M RAUM, 2 reps). IAPD ↗
60
UNIPLAN INSTITUTIONAL ADVISORS LLC — (MILWAUKEE, WI) left the SEC roster (was $0 RAUM, 11 reps). IAPD ↗
60
RICHR MONEY LLC — (MIAMI, FL) left the SEC roster (was $186,824 RAUM, 1 reps). IAPD ↗
60
AURA FINANCE, INC. — (COVINA,, CA) left the SEC roster (was $684,936 RAUM, 1 reps). IAPD ↗
60
QUANTUM GREEKS — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
60
INTREPID TECHNOLOGY LLC — (MIAMI, FL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
60
AGENTSMYTH ADVISORS — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗
60
CAPITAL AREA PLANNING GROUP — (WASHINGTON, DC) left the SEC roster — its 120-day provisional registration did not convert (was $46.1M RAUM, 2 reps). IAPD ↗
60
EVE WEALTH — (PORTLAND, OR) left the SEC roster (was $22,106 RAUM, 5 reps). IAPD ↗
60
BRANCHES + ROOTS INVESTMENT MANAGEMENT — (SARATOGA SPRINGS, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
60
FAO WEALTH INC — (TRUMBULL, CT) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
60
SKM WEALTH MANAGEMENT, LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $18.7M RAUM, 1 reps). IAPD ↗
60
PACIFIC POINT WEALTH MANAGEMENT — (CARLSBAD, CA) left the SEC roster — its 120-day provisional registration did not convert (was $6.5M RAUM, 5 reps). IAPD ↗
60
SHARPE ADVISORS, LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
60
LAFAYETTE SQUARE WEALTH, LLC — (MIAMI, FL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 0 reps). IAPD ↗
60
ASAL INVEST — (ARLINGTON, VA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
55
OPPENHEIMER & CO. INC. — shrank from 1295 to 1219 advisory reps. IAPD ↗
55
EDWARD JONES — shrank from 22226 to 20304 advisory reps. IAPD ↗
55
GOLDMAN SACHS & CO. LLC — shrank from 2318 to 1765 advisory reps. IAPD ↗
55
LINCOLN INVESTMENT — shrank from 894 to 874 advisory reps. IAPD ↗
55
CITIGROUP GLOBAL MARKETS INC. — shrank from 4267 to 4078 advisory reps. IAPD ↗
55
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED — shrank from 25753 to 25721 advisory reps. IAPD ↗
55
INDEPENDENT FINANCIAL GROUP, LLC — shrank from 484 to 476 advisory reps. IAPD ↗
55
NORTHERN TRUST SECURITIES, INC — shrank from 62 to 41 advisory reps. IAPD ↗
55
COMMONWEALTH FINANCIAL NETWORK — shrank from 3150 to 2650 advisory reps. IAPD ↗
55
UBS FINANCIAL SERVICES INC. — shrank from 9944 to 9149 advisory reps. IAPD ↗
55
PLANMEMBER SECURITIES CORPORATION — shrank from 432 to 425 advisory reps. IAPD ↗
55
MONEY CONCEPTS ADVISORY SERVICE — shrank from 431 to 375 advisory reps. IAPD ↗
55
TRANSAMERICA FINANCIAL ADVISORS, LLC — shrank from 1054 to 991 advisory reps. IAPD ↗
55
ASHTON THOMAS SECURITIES, LLC — shrank from 48 to 26 advisory reps. IAPD ↗
55
WELLS FARGO ADVISORS — shrank from 8410 to 7957 advisory reps. IAPD ↗
55
ADVICE AND PLANNING SERVICES — shrank from 1041 to 1020 advisory reps. IAPD ↗
55
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC — shrank from 97 to 81 advisory reps. IAPD ↗
55
ARVEST WEALTH MANAGEMENT — shrank from 216 to 173 advisory reps. IAPD ↗
55
M HOLDINGS SECURITIES, INC. — shrank from 222 to 171 advisory reps. IAPD ↗
55
NATIONS FINANCIAL GROUP, INC. — shrank from 87 to 81 advisory reps. IAPD ↗
55
GOELZER INVESTMENT MANAGEMENT — shrank from 28 to 22 advisory reps. IAPD ↗
55
ADVISORS ASSET MANAGEMENT, INC. — shrank from 51 to 42 advisory reps. IAPD ↗
55
WCM INVESTMENT MANAGEMENT — shrank from 49 to 44 advisory reps. IAPD ↗
55
EATON VANCE MANAGEMENT — shrank from 189 to 160 advisory reps. IAPD ↗
55
CAMBRIDGE ASSOCIATES, LLC — shrank from 437 to 424 advisory reps. IAPD ↗
55
ALLSPRING GLOBAL INVESTMENTS, LLC — shrank from 325 to 301 advisory reps. IAPD ↗
55
INVESCO ADVISERS, INC. — shrank from 787 to 713 advisory reps. IAPD ↗
55
OPPENHEIMER ASSET MANAGEMENT — shrank from 134 to 129 advisory reps. IAPD ↗
55
TOCQUEVILLE ASSET MANAGEMENT LP — shrank from 41 to 35 advisory reps. IAPD ↗
55
TCW ASSET MANAGEMENT COMPANY LLC — shrank from 153 to 145 advisory reps. IAPD ↗
55
MELLON INVESTMENTS CORPORATION — shrank from 67 to 61 advisory reps. IAPD ↗
55
MANNING & NAPIER ADVISORS, LLC — shrank from 184 to 159 advisory reps. IAPD ↗
55
FIRST FOUNDATION ADVISORS — shrank from 33 to 25 advisory reps. IAPD ↗
55
WASATCH ADVISORS LP — shrank from 48 to 41 advisory reps. IAPD ↗
55
POLEN CAPITAL MANAGEMENT, LLC — shrank from 43 to 22 advisory reps. IAPD ↗
55
AVANTAX PLANNING PARTNERS, INC. — shrank from 254 to 200 advisory reps. IAPD ↗
55
COHEN & STEERS CAPITAL MANAGEMENT INC. — shrank from 66 to 60 advisory reps. IAPD ↗
55
BROWN ADVISORY — shrank from 21 to 16 advisory reps. IAPD ↗
55
DIMENSIONAL FUND ADVISORS LP — shrank from 372 to 367 advisory reps. IAPD ↗
55
VOYA INVESTMENT MANAGEMENT CO. LLC — shrank from 326 to 317 advisory reps. IAPD ↗
55
TCW INVESTMENT MANAGEMENT COMPANY LLC — shrank from 126 to 114 advisory reps. IAPD ↗
55
FRED ALGER MANAGEMENT, LLC — shrank from 50 to 40 advisory reps. IAPD ↗
55
ALTA CAPITAL MANAGEMENT LLC — shrank from 18 to 12 advisory reps. IAPD ↗
55
NATIXIS ADVISORS, LLC — shrank from 70 to 48 advisory reps. IAPD ↗
55
WILMINGTON TRUST INVESTMENT ADVISORS, INC. — shrank from 126 to 74 advisory reps. IAPD ↗
55
FORT WASHINGTON INVESTMENT ADVISORS INC — shrank from 87 to 72 advisory reps. IAPD ↗
55
EUBEL BRADY & SUTTMAN — shrank from 36 to 23 advisory reps. IAPD ↗
55
AXIA ADVISORY — shrank from 6 to 4 advisory reps. IAPD ↗
55
MACKAY SHIELDS LLC — shrank from 79 to 73 advisory reps. IAPD ↗
55
ORION PORTFOLIO SOLUTIONS, LLC — shrank from 73 to 47 advisory reps. IAPD ↗
55
MORNINGSTAR INVESTMENT MANAGEMENT LLC — shrank from 113 to 52 advisory reps. IAPD ↗
55
SUNCOAST EQUITY MANAGEMENT, LLC — shrank from 13 to 7 advisory reps. IAPD ↗
55
BRIGHTON JONES LLC — shrank from 171 to 156 advisory reps. IAPD ↗
55
DOLAN MCENIRY CAPITAL MANAGEMENT LLC — shrank from 15 to 11 advisory reps. IAPD ↗
55
MISSIONSQUARE RETIREMENT — shrank from 211 to 174 advisory reps. IAPD ↗
55
MOSS ADAMS WEALTH ADVISORS LLC — shrank from 36 to 27 advisory reps. IAPD ↗
55
BLACKROCK INVESTMENT MANAGEMENT, LLC — shrank from 450 to 444 advisory reps. IAPD ↗
55
CAPITAL COUNSEL LLC — shrank from 9 to 6 advisory reps. IAPD ↗
55
HAMILTON CAPITAL — shrank from 50 to 45 advisory reps. IAPD ↗
55
ENVESTNET PORTFOLIO SOLUTIONS, INC. — shrank from 187 to 178 advisory reps. IAPD ↗
55
WESTWOOD MANAGEMENT CORP — shrank from 76 to 68 advisory reps. IAPD ↗
55
WESTMINSTER FINANCIAL ADVISORY CORP — shrank from 46 to 41 advisory reps. IAPD ↗
55
MORGAN STANLEY INVESTMENT MANAGEMENT INC. — shrank from 263 to 250 advisory reps. IAPD ↗
55
ASSET STRATEGY CONSULTANTS LLC — shrank from 14 to 11 advisory reps. IAPD ↗
55
BRIDGEWAY CAPITAL MANAGEMENT, LLC — shrank from 9 to 7 advisory reps. IAPD ↗
55
ENVESTNET PMC — shrank from 187 to 178 advisory reps. IAPD ↗
55
LYNX INVESTMENT ADVISORY, LLC — shrank from 9 to 0 advisory reps. IAPD ↗
55
IPI WEALTH MANAGEMENT, INC. — shrank from 71 to 65 advisory reps. IAPD ↗
55
ADVISORNET WEALTH PARTNERS — shrank from 74 to 68 advisory reps. IAPD ↗
55
SPIRE WEALTH MANAGEMENT, LLC — shrank from 93 to 76 advisory reps. IAPD ↗
55
CAMBIAR INVESTORS, LLC — shrank from 11 to 8 advisory reps. IAPD ↗
55
B. RILEY WEALTH ADVISORS, INC. — shrank from 274 to 172 advisory reps. IAPD ↗
55
VICUS CAPITAL, INC. — shrank from 89 to 84 advisory reps. IAPD ↗
55
MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC — shrank from 8 to 5 advisory reps. IAPD ↗
55
HOWARD CAPITAL MANAGEMENT, INC. — shrank from 15 to 10 advisory reps. IAPD ↗
55
WEALTHSPIRE RETIREMENT ADVISORY — shrank from 149 to 139 advisory reps. IAPD ↗
55
GW&K INVESTMENT MANAGEMENT, LLC — shrank from 68 to 63 advisory reps. IAPD ↗
55
NORTHEAST FINANCIAL GROUP, INC. — shrank from 10 to 1 advisory reps. IAPD ↗
55
TORTOISE CAPITAL ADVISORS, L.L.C. — shrank from 19 to 15 advisory reps. IAPD ↗
55
ANCORA ADVISORS LLC — shrank from 33 to 27 advisory reps. IAPD ↗
55
NEUBERGER BERMAN INVESTMENT ADVISERS LLC — shrank from 691 to 646 advisory reps. IAPD ↗
55
WESTWOOD GLOBAL INVESTMENTS — shrank from 21 to 14 advisory reps. IAPD ↗
55
KELLEHER FINANCIAL ADVISORS, LLC — shrank from 8 to 6 advisory reps. IAPD ↗
55
SAGEVIEW ADVISORY GROUP, LLC — shrank from 133 to 112 advisory reps. IAPD ↗
55
SEVEN SPRINGS WEALTH GROUP — shrank from 15 to 11 advisory reps. IAPD ↗
55
GENERATION CAPITAL MANAGEMENT LLC — shrank from 3 to 1 advisory reps. IAPD ↗
55
BOLTON GLOBAL ASSET MANAGEMENT — shrank from 116 to 110 advisory reps. IAPD ↗
55
CSENGE ADVISORY GROUP, LLC — shrank from 76 to 67 advisory reps. IAPD ↗
55
WELLS FARGO INVESTMENT INSTITUTE, INC. — shrank from 151 to 143 advisory reps. IAPD ↗
55
MERCER INVESTMENTS LLC — shrank from 710 to 662 advisory reps. IAPD ↗
55
AZIMUT INVESTMENT ADVISORS LLC — shrank from 10 to 7 advisory reps. IAPD ↗
55
MCKINLEY CARTER WEALTH SERVICES, INC. — shrank from 34 to 27 advisory reps. IAPD ↗
55
PYA WALTMAN CAPITAL, LLC — shrank from 11 to 8 advisory reps. IAPD ↗
55
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC — shrank from 173 to 166 advisory reps. IAPD ↗
55
TECTONIC ADVISORS LLC — shrank from 5 to 3 advisory reps. IAPD ↗
55
KOVACK ADVISORS, INC. — shrank from 305 to 300 advisory reps. IAPD ↗
55
NATIONWIDE INVESTMENT ADVISORS, LLC — shrank from 335 to 316 advisory reps. IAPD ↗
55
KEATING FINANCIAL ADVISORY SERVICES — shrank from 30 to 25 advisory reps. IAPD ↗
55
FOCUS PARTNERS ADVISOR SOLUTIONS, LLC — shrank from 72 to 46 advisory reps. IAPD ↗
55
CLARKSTON CAPITAL PARTNERS, LLC — shrank from 16 to 12 advisory reps. IAPD ↗
55
SMEAD CAPITAL MANAGEMENT, INC. — shrank from 16 to 10 advisory reps. IAPD ↗
55
ALTERNA WEALTH MANAGEMENT, INC. — shrank from 40 to 28 advisory reps. IAPD ↗
55
SEACREST WEALTH MANAGEMENT, LLC — shrank from 42 to 36 advisory reps. IAPD ↗
55
ARCUS CAPITAL PARTNERS, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
55
MERCER GLOBAL ADVISORS INC. — shrank from 741 to 632 advisory reps. IAPD ↗
55
CHICAGO PARTNERS INVESTMENT GROUP LLC — shrank from 46 to 38 advisory reps. IAPD ↗
55
NORTH PIER FIDUCIARY MANAGEMENT, LLC — shrank from 10 to 5 advisory reps. IAPD ↗
55
ARROWMARK COLORADO HOLDINGS, LLC — shrank from 47 to 41 advisory reps. IAPD ↗
55
WHITE OAK GLOBAL ADVISORS, LLC — shrank from 37 to 32 advisory reps. IAPD ↗
55
ARTISAN PARTNERS LIMITED PARTNERSHIP — shrank from 121 to 114 advisory reps. IAPD ↗
55
EFFICIENT ADVISORS — shrank from 8 to 6 advisory reps. IAPD ↗
55
GARDE CAPITAL, INC. — shrank from 11 to 8 advisory reps. IAPD ↗
55
VULCAN VALUE PARTNERS LLC — shrank from 16 to 12 advisory reps. IAPD ↗
55
NORTHWEST WEALTH MANAGEMENT, LLC — shrank from 18 to 14 advisory reps. IAPD ↗
55
CREATIVEONE SECURITIES, LLC — shrank from 131 to 123 advisory reps. IAPD ↗
55
MCGOWAN GROUP ASSET MANAGEMENT, INC. — shrank from 8 to 5 advisory reps. IAPD ↗
55
PRIVATE ADVISOR GROUP, LLC — shrank from 742 to 670 advisory reps. IAPD ↗
55
MODERA WEALTH MANAGEMENT, LLC — shrank from 113 to 106 advisory reps. IAPD ↗
55
SUMMIT GLOBAL INVESTMENTS, LLC — shrank from 12 to 8 advisory reps. IAPD ↗
55
RETIREMENT PLANNERS OF AMERICA — shrank from 34 to 26 advisory reps. IAPD ↗
55
RAINE CAPITAL LLC — shrank from 115 to 106 advisory reps. IAPD ↗
55
NEW HOLLAND CAPITAL, LLC — shrank from 24 to 17 advisory reps. IAPD ↗
55
CAPITAL ANALYSTS — shrank from 725 to 667 advisory reps. IAPD ↗
55
AXXCESS WEALTH MANAGEMENT, LLC — shrank from 52 to 44 advisory reps. IAPD ↗
55
ADVISOR RESOURCE COUNCIL — shrank from 81 to 70 advisory reps. IAPD ↗
55
SELECT EQUITY GROUP, L.P. — shrank from 95 to 83 advisory reps. IAPD ↗
55
FOURSTAR WEALTH ADVISORS, LLC — shrank from 45 to 37 advisory reps. IAPD ↗
55
OSAIC ADVISORY SERVICES, LLC — shrank from 389 to 344 advisory reps. IAPD ↗
55
ETF ARCHITECT — shrank from 8 to 6 advisory reps. IAPD ↗
55
GOOD LIFE ADVISORS, LLC — shrank from 100 to 88 advisory reps. IAPD ↗
55
SVB WEALTH — shrank from 58 to 36 advisory reps. IAPD ↗
55
PFG ADVISORS — shrank from 104 to 86 advisory reps. IAPD ↗
55
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC — shrank from 152 to 142 advisory reps. IAPD ↗
55
DRIVE WEALTH ADVISERS — shrank from 26 to 15 advisory reps. IAPD ↗
55
FIRST NATIONAL ADVISERS, LLC — shrank from 28 to 20 advisory reps. IAPD ↗
55
INSIGNEO ADVISORY SERVICES, LLC — shrank from 188 to 178 advisory reps. IAPD ↗
55
PENNINGTON PARTNERS & CO., LLC — shrank from 15 to 10 advisory reps. IAPD ↗
55
STEWARD PARTNERS INVESTMENT ADVISORY, LLC — shrank from 397 to 310 advisory reps. IAPD ↗
55
TRUIST ADVISORY SERVICES, INC. — shrank from 2455 to 2360 advisory reps. IAPD ↗
55
STRATOS WEALTH ADVISORS LLC — shrank from 76 to 67 advisory reps. IAPD ↗
55
MARINER ADVISOR NETWORK — shrank from 164 to 150 advisory reps. IAPD ↗
55
CALVERT RESEARCH AND MANAGEMENT — shrank from 229 to 57 advisory reps. IAPD ↗
55
ARISTOTLE ATLANTIC PARTNERS, LLC — shrank from 6 to 0 advisory reps. IAPD ↗
55
ONE CHARLES PRIVATE WEALTH — shrank from 8 to 5 advisory reps. IAPD ↗
55
ARKOS GLOBAL ADVISORS, LLC — shrank from 14 to 11 advisory reps. IAPD ↗
55
CALIGAN PARTNERS — shrank from 5 to 3 advisory reps. IAPD ↗
55
TRIVIUM POINT ADVISORY, LLC — shrank from 23 to 12 advisory reps. IAPD ↗
55
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS — shrank from 80 to 39 advisory reps. IAPD ↗
55
CATALYST FINANCIAL PARTNERS — shrank from 9 to 6 advisory reps. IAPD ↗
55
SIMPLICITY WEALTH — shrank from 242 to 190 advisory reps. IAPD ↗
55
EVOKE ADVISORS — shrank from 32 to 25 advisory reps. IAPD ↗
55
THRIVENT ADVISOR NETWORK, LLC — shrank from 139 to 119 advisory reps. IAPD ↗
55
FERMATA ADVISORS — shrank from 17 to 13 advisory reps. IAPD ↗
55
ALIYA CAPITAL PARTNERS LLC — shrank from 8 to 6 advisory reps. IAPD ↗
55
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC — shrank from 25 to 16 advisory reps. IAPD ↗
55
DUCENTA SQUARED ASSET MANAGEMENT — shrank from 10 to 6 advisory reps. IAPD ↗
55
APOGEM CAPITAL LLC — shrank from 137 to 127 advisory reps. IAPD ↗
55
CHILDRESS CAPITAL ADVISORS, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
55
HOWARD CAPITAL MANAGEMENT GROUP, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
55
AMERITAS ADVISORY SERVICES, LLC — shrank from 473 to 366 advisory reps. IAPD ↗
55
STRIVE ASSET MANAGEMENT — shrank from 10 to 3 advisory reps. IAPD ↗
55
TITLEIST ASSET MANAGEMENT, LLC — shrank from 32 to 25 advisory reps. IAPD ↗
55
BLUESTEM WEALTH PARTNERS, LLC — shrank from 33 to 18 advisory reps. IAPD ↗
55
AC WEALTH PARTNERS — shrank from 5 to 3 advisory reps. IAPD ↗
55
TRITONPOINT WEALTH, LLC — shrank from 9 to 6 advisory reps. IAPD ↗
55
OPENARC CORPORATE ADVISORY, LLC — shrank from 140 to 80 advisory reps. IAPD ↗
55
ACTIV8 FAMILY OFFICE LLC — shrank from 8 to 6 advisory reps. IAPD ↗
55
71 WEST CAPITAL PARTNERS — shrank from 12 to 8 advisory reps. IAPD ↗
53
BRIGHTON SECURITIES CORP. — shrank from 27 to 21 advisory reps. IAPD ↗
53
LIFEMARK SECURITIES CORP. — shrank from 88 to 78 advisory reps. IAPD ↗
53
G. A. REPPLE & COMPANY — shrank from 58 to 39 advisory reps. IAPD ↗
53
OFG FINANCIAL SERVICES, INC. — shrank from 37 to 30 advisory reps. IAPD ↗
53
USA FINANCIAL SECURITIES LLC — shrank from 141 to 134 advisory reps. IAPD ↗
53
FLAGSTAR ADVISORS, INC. — shrank from 47 to 37 advisory reps. IAPD ↗
53
IRIDIAN ASSET MANAGEMENT LLC — shrank from 5 to 3 advisory reps. IAPD ↗
53
TETON ADVISORS, LLC — shrank from 4 to 1 advisory reps. IAPD ↗
53
TRUST ADVISORY GROUP LTD — shrank from 30 to 22 advisory reps. IAPD ↗
53
NORTHSTAR ASSET MANAGEMENT, INC — shrank from 14 to 9 advisory reps. IAPD ↗
53
THE L. WARNER COMPANIES, INC — shrank from 12 to 9 advisory reps. IAPD ↗
53
FINANCIAL INSIGHTS WEALTH MANAGEMENT — shrank from 9 to 6 advisory reps. IAPD ↗
53
KEELER THOMAS MANAGEMENT LLC — shrank from 9 to 7 advisory reps. IAPD ↗
53
FOCUS INVESTMENT ADVISORS, INC — shrank from 6 to 4 advisory reps. IAPD ↗
53
LEELYN SMITH, LLC — shrank from 20 to 14 advisory reps. IAPD ↗
53
CAMARDA WEALTH ADVISORY GROUP — shrank from 9 to 7 advisory reps. IAPD ↗
53
CAPITAL IDEAS — shrank from 7 to 5 advisory reps. IAPD ↗
53
JACOBSEN CAPITAL MANAGEMENT — shrank from 4 to 2 advisory reps. IAPD ↗
53
UWHARRIE INVESTMENT ADVISORS, INC. — shrank from 15 to 12 advisory reps. IAPD ↗
53
WEALTH MANAGEMENT ASSOCIATES, INC. — shrank from 19 to 11 advisory reps. IAPD ↗
53
SCOTT MARSH FINANCIAL, LLC — shrank from 6 to 2 advisory reps. IAPD ↗
53
CARMEL CAPITAL PARTNERS, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
53
GEM ASSET MANAGEMENT, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
53
GREY LEDGE ADVISORS, LLC — shrank from 7 to 4 advisory reps. IAPD ↗
53
THE STRATEGIC FINANCIAL ALLIANCE — shrank from 46 to 41 advisory reps. IAPD ↗
53
CONFIDENCE WEALTH MANAGEMENT, INC. — shrank from 12 to 8 advisory reps. IAPD ↗
53
DIVIDEND ASSETS CAPITAL, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
53
ASHDON INVESTMENT MANAGEMENT, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
53
CREWCIAL PARTNERS LLC — shrank from 9 to 6 advisory reps. IAPD ↗
53
WESTWOOD WEALTH MANAGEMENT — shrank from 23 to 14 advisory reps. IAPD ↗
53
MADISON ADVISORY SERVICES, INC. — shrank from 14 to 11 advisory reps. IAPD ↗
53
AVION WEALTH — shrank from 10 to 8 advisory reps. IAPD ↗
53
INTEGRITY FINANCIAL CORPORATION — shrank from 20 to 0 advisory reps. IAPD ↗
53
FREEDOM DAY SOLUTIONS, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
53
KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
53
HEADINVEST — shrank from 8 to 6 advisory reps. IAPD ↗
53
ARTIFEX FINANCIAL GROUP, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
53
HARFST AND ASSOCIATES, INC. — shrank from 4 to 2 advisory reps. IAPD ↗
53
HS MANAGEMENT PARTNERS, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
53
CAPE INVESTMENT ADVISORY, INC. — shrank from 40 to 28 advisory reps. IAPD ↗
53
LIFEINVEST WEALTH MANAGEMENT, LTD — shrank from 15 to 8 advisory reps. IAPD ↗
53
HOEY INVESTMENTS, INC. — shrank from 4 to 1 advisory reps. IAPD ↗
53
SANDY COVE ADVISORS, LLC — shrank from 7 to 4 advisory reps. IAPD ↗
53
WORTH ADVISORS — shrank from 11 to 7 advisory reps. IAPD ↗
53
BLUESTONE CAPITAL MANAGEMENT, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
53
BLACKHAWK CAPITAL PARTNERS, LLC — shrank from 8 to 6 advisory reps. IAPD ↗
53
PARADIEM, LLC — shrank from 8 to 5 advisory reps. IAPD ↗
53
RPG FAMILY WEALTH ADVISORY, LLC — shrank from 13 to 9 advisory reps. IAPD ↗
53
PERINI CAPITAL — shrank from 5 to 2 advisory reps. IAPD ↗
53
SENSIBLE MONEY, LLC — shrank from 11 to 8 advisory reps. IAPD ↗
53
WEALTHSTAR ADVISORS, LLC — shrank from 10 to 8 advisory reps. IAPD ↗
53
FULLCIRCLE WEALTH LLC — shrank from 4 to 2 advisory reps. IAPD ↗
53
FISCAL WISDOM WEALTH MANAGEMENT LLC — shrank from 13 to 10 advisory reps. IAPD ↗
53
ENHANCED CAPITAL PARTNERS, LLC — shrank from 15 to 12 advisory reps. IAPD ↗
53
WAYPOINT WEALTH COUNSEL LLC — shrank from 6 to 3 advisory reps. IAPD ↗
53
SAGE PRIVATE WEALTH GROUP, LLC — shrank from 11 to 3 advisory reps. IAPD ↗
53
TUCKER ASSET MANAGEMENT LLC — shrank from 79 to 69 advisory reps. IAPD ↗
53
ALIGN IMPACT, LLC — shrank from 19 to 11 advisory reps. IAPD ↗
53
GRANITE HARBOR ADVISORS, INC. — shrank from 8 to 6 advisory reps. IAPD ↗
53
IRONWOOD WEALTH MANAGEMENT, LLC — shrank from 8 to 6 advisory reps. IAPD ↗
53
BLACK SWIFT GROUP, LLC — shrank from 5 to 2 advisory reps. IAPD ↗
53
PLAN A WEALTH, LLC — shrank from 8 to 6 advisory reps. IAPD ↗
53
STONE OAK WEALTH MANAGEMENT, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
53
SMALLWOOD WEALTH MANAGEMENT — shrank from 8 to 5 advisory reps. IAPD ↗
53
FINANCIAL STRATEGIES GROUP, INC — shrank from 9 to 7 advisory reps. IAPD ↗
53
OWLS NEST PARTNERS — shrank from 5 to 3 advisory reps. IAPD ↗
53
ERGAWEALTH ADVISORS, INC. — shrank from 4 to 2 advisory reps. IAPD ↗
53
ASTON CAPITAL MANAGEMENT — shrank from 6 to 3 advisory reps. IAPD ↗
53
WEALTH PLANNING GROUP — shrank from 6 to 4 advisory reps. IAPD ↗
53
CUSTOS FAMILY OFFICE LLC — shrank from 6 to 2 advisory reps. IAPD ↗
53
CARLSON FINANCIAL — shrank from 14 to 10 advisory reps. IAPD ↗
53
BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC — shrank from 14 to 6 advisory reps. IAPD ↗
53
QP WEALTH MANAGEMENT, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
53
RESOLUTE CAPITAL, LLC — shrank from 10 to 8 advisory reps. IAPD ↗
53
LLOYD HARBOR CAPITAL MANAGEMENT, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
53
GREYSTONE FINANCIAL GROUP, LLC — shrank from 11 to 3 advisory reps. IAPD ↗
53
THREE CORD TRUE WEALTH MANAGEMENT, LLC — shrank from 9 to 7 advisory reps. IAPD ↗
53
ROBERTS WEALTH ADVISORS, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
53
FOCUSED ALPHA, LLC — shrank from 8 to 5 advisory reps. IAPD ↗
53
RETIREMENT PLANNING SOLUTIONS, LLC — shrank from 11 to 8 advisory reps. IAPD ↗
53
BLACK TORO LLC — shrank from 7 to 5 advisory reps. IAPD ↗
53
TFB ADVISORS, LLC — shrank from 31 to 19 advisory reps. IAPD ↗
53
BCO WEALTH MANAGEMENT, LLC — shrank from 7 to 3 advisory reps. IAPD ↗
53
IDB LIDO WEALTH, LLC — shrank from 14 to 9 advisory reps. IAPD ↗
53
AURELIUS FAMILY OFFICE, LLC — shrank from 5 to 1 advisory reps. IAPD ↗
53
CHANNEL WEALTH, LLC — shrank from 10 to 8 advisory reps. IAPD ↗
53
HARMONY POINT WEALTH ADVISORS, INC. — shrank from 3 to 1 advisory reps. IAPD ↗
53
HERITAGE FAMILY OFFICES, LLP — shrank from 5 to 3 advisory reps. IAPD ↗
53
LONGWALL FAMILY OFFICE — shrank from 5 to 3 advisory reps. IAPD ↗
53
ELEVATUS WEALTH MANAGEMENT, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
53
OUTRUNNER CAPITAL, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
53
GFG SOLUTIONS — shrank from 9 to 4 advisory reps. IAPD ↗
53
CAUSEY PUBLIC FINANCE — shrank from 10 to 2 advisory reps. IAPD ↗
53
ANCHYRA PARTNERS LLC — shrank from 5 to 2 advisory reps. IAPD ↗
53
TRITONPOINT CAPITAL, LLC — shrank from 3 to 1 advisory reps. IAPD ↗
50
SANFORD C. BERNSTEIN & CO., LLC — reported RAUM down 26% ($1.65B -> $1.22B). IAPD ↗
50
JENSEN INVESTMENT MANAGEMENT INC. — reported RAUM down 42% ($11.24B -> $6.48B). IAPD ↗
50
SHAPIRO CAPITAL MANAGEMENT LLC — reported RAUM down 33% ($2.95B -> $1.97B). IAPD ↗
50
BROWN CAPITAL MANAGEMENT, LLC — reported RAUM down 44% ($8.10B -> $4.54B). IAPD ↗
50
WEATHERBIE CAPITAL, LLC — reported RAUM down 29% ($1.89B -> $1.34B). IAPD ↗
50
POLEN CAPITAL MANAGEMENT, LLC — reported RAUM down 36% ($37.70B -> $24.06B). IAPD ↗
50
EDGEWOOD MANAGEMENT LLC — reported RAUM down 40% ($35.94B -> $21.52B). IAPD ↗
50
SENTRY MANAGEMENT INC — reported RAUM down 30% ($7.81B -> $5.44B). IAPD ↗
50
RIVERBRIDGE — reported RAUM down 27% ($6.88B -> $5.03B). IAPD ↗
50
ENVESTNET PORTFOLIO SOLUTIONS, INC. — reported RAUM down 41% ($29.34B -> $17.35B). IAPD ↗
50
STRATEGIC CAPITAL ALLOCATION GROUP, L.L.C. — reported RAUM down 58% ($6.80B -> $2.84B). IAPD ↗
50
B. RILEY WEALTH ADVISORS, INC. — reported RAUM down 40% ($7.03B -> $4.21B). IAPD ↗
50
WEALTHSPIRE RETIREMENT ADVISORY — reported RAUM down 67% ($118.03B -> $38.61B). IAPD ↗
50
SAGEVIEW ADVISORY GROUP, LLC — reported RAUM down 84% ($238.55B -> $37.50B). IAPD ↗
50
PROMANAGE, LLC — reported RAUM down 33% ($6.07B -> $4.06B). IAPD ↗
50
BEAR CREEK ASSET MANAGEMENT, LLC — reported RAUM down 30% ($7.46B -> $5.19B). IAPD ↗
50
CLARKSTON CAPITAL PARTNERS, LLC — reported RAUM down 56% ($3.87B -> $1.71B). IAPD ↗
50
MAR VISTA INVESTMENT PARTNERS, LLC — reported RAUM down 26% ($1.51B -> $1.12B). IAPD ↗
50
CEREDEX VALUE ADVISORS LLC — reported RAUM down 34% ($5.16B -> $3.43B). IAPD ↗
50
FFT WEALTH MANAGEMENT — reported RAUM down 61% ($6.05B -> $2.34B). IAPD ↗
50
NORTHWEST FINANCIAL ADVISORS LLC — reported RAUM down 35% ($1.92B -> $1.24B). IAPD ↗
50
SVB WEALTH — reported RAUM down 38% ($4.98B -> $3.10B). IAPD ↗
50
ARISTOTLE CAPITAL BOSTON, LLC — reported RAUM down 33% ($2.72B -> $1.83B). IAPD ↗
50
DRIVE WEALTH ADVISERS — reported RAUM down 31% ($2.18B -> $1.50B). IAPD ↗
50
ARISTOTLE ATLANTIC PARTNERS, LLC — reported RAUM down 31% ($3.22B -> $2.22B). IAPD ↗
50
EVOKE ADVISORS — reported RAUM down 38% ($27.70B -> $17.29B). IAPD ↗
50
LIBERTY ONE INVESTMENT MANAGEMENT — reported RAUM down 56% ($2.38B -> $1.05B). IAPD ↗
50
PANDI, LLC — reported RAUM down 32% ($2.04B -> $1.38B). IAPD ↗
50
USAA INVESTMENT SERVICES COMPANY — shrank from 106 to 91 advisory reps. IAPD ↗
50
CARTER, TERRY & COMPANY, INC. — shrank from 19 to 15 advisory reps. IAPD ↗
50
MISSIONSQUARE WEALTH MANAGEMENT — shrank from 31 to 26 advisory reps. IAPD ↗
50
COKER & PALMER — shrank from 10 to 7 advisory reps. IAPD ↗
50
SECURE PLANNING — shrank from 6 to 3 advisory reps. IAPD ↗
50
ALAN B. LANCZ & ASSOCIATES, INC. — shrank from 3 to 1 advisory reps. IAPD ↗
50
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO — shrank from 3 to 1 advisory reps. IAPD ↗
50
CFO CAPITAL MANAGEMENT, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
50
APEX CAPITAL MANAGEMENT, L.L.C. — shrank from 4 to 2 advisory reps. IAPD ↗
50
GASAWAY INVESTMENT ADVISORS, INC. — shrank from 6 to 4 advisory reps. IAPD ↗
50
ST. JOHN & ASSOCIATES, INC. — shrank from 4 to 2 advisory reps. IAPD ↗
50
COLLINS ADVISORS, LLC — shrank from 3 to 1 advisory reps. IAPD ↗
50
READ & POWELL FINANCIAL SERVICES, LLC — shrank from 6 to 3 advisory reps. IAPD ↗
50
HENLEY & COMPANY WEALTH MANAGEMENT LLC — shrank from 5 to 3 advisory reps. IAPD ↗
50
LANIER FINANCIAL GROUP LLC — shrank from 8 to 6 advisory reps. IAPD ↗
50
STONEX INTERNATIONAL ADVISORS INC — shrank from 23 to 15 advisory reps. IAPD ↗
50
GEREMIA FINANCIAL SERVICES, LLC — shrank from 2 to 0 advisory reps. IAPD ↗
50
CHANCELLOR FINANCIAL GROUP WB LP — shrank from 8 to 6 advisory reps. IAPD ↗
50
SIMA WEALTH PARTNERS, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
50
ZEPHYR WEALTH MANAGEMENT — shrank from 4 to 2 advisory reps. IAPD ↗
50
INSIGHT INVESTMENT COUNSEL — shrank from 4 to 2 advisory reps. IAPD ↗
50
SOUTH BAY FINANCIAL PARTNERS — shrank from 5 to 2 advisory reps. IAPD ↗
50
SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC — shrank from 6 to 3 advisory reps. IAPD ↗
50
LEGACY CORNERSTONE WEALTH — shrank from 7 to 1 advisory reps. IAPD ↗
50
ELITE INCOME ADVISORS, INC. — shrank from 8 to 6 advisory reps. IAPD ↗
50
MOTIV8 INVESTMENTS LLC — shrank from 15 to 10 advisory reps. IAPD ↗
50
ARISTA ADVISORY GROUP, LLC — shrank from 3 to 1 advisory reps. IAPD ↗
50
CANDIDE GROUP — shrank from 7 to 4 advisory reps. IAPD ↗
50
STRATEGIC ADVISORY SERVICES — shrank from 10 to 8 advisory reps. IAPD ↗
50
PROCORE ADVISORS, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
50
WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
50
ORIGIN INVESTMENT ADVISORY LLC — shrank from 56 to 40 advisory reps. IAPD ↗
50
WAVE DIGITAL ASSETS LLC — shrank from 26 to 20 advisory reps. IAPD ↗
50
ALGORITHMIC INVESTMENT MODELS — shrank from 10 to 8 advisory reps. IAPD ↗
50
CARDEA CAPITAL ADVISORS, LLC — shrank from 7 to 4 advisory reps. IAPD ↗
50
COHESION WEALTH MANAGEMENT, LLC — shrank from 6 to 3 advisory reps. IAPD ↗
50
EQUILIBRIUM VENTURES, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
50
GUARDIAN WEALTH PARTNERS, LLC — shrank from 87 to 75 advisory reps. IAPD ↗
50
MY PROSPER TEAM — shrank from 6 to 2 advisory reps. IAPD ↗
50
ELEVATION ADVISORY PARTNERS LLC — shrank from 7 to 4 advisory reps. IAPD ↗
50
X ADVISORS, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
50
LUMIERE FINANCIAL — shrank from 7 to 5 advisory reps. IAPD ↗
50
BURNHAM & COMPANY LLC — shrank from 4 to 2 advisory reps. IAPD ↗
50
TERRA WEALTH — shrank from 39 to 6 advisory reps. IAPD ↗
50
STEP ADVISERS, LLC — shrank from 3 to 1 advisory reps. IAPD ↗
50
REGENTS PARTNERS, LLC — shrank from 5 to 1 advisory reps. IAPD ↗
50
RSG INVESTMENTS LLC — shrank from 9 to 6 advisory reps. IAPD ↗
50
FORTHRIGHT CAPITAL — shrank from 28 to 21 advisory reps. IAPD ↗
50
MASTERWORKS ADVISERS, LLC — shrank from 17 to 13 advisory reps. IAPD ↗
50
EVERGREEN WEALTH ADVISORS — shrank from 12 to 7 advisory reps. IAPD ↗
50
FJELL CAPITAL — shrank from 5 to 3 advisory reps. IAPD ↗
50
MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC — shrank from 8 to 2 advisory reps. IAPD ↗
50
MINDORO CAPITAL PARTNERS LLC — shrank from 5 to 3 advisory reps. IAPD ↗
50
HERMITAGE WEALTH — shrank from 6 to 4 advisory reps. IAPD ↗
50
LEGEND CAPITAL — shrank from 3 to 1 advisory reps. IAPD ↗
50
QUANT ALPHA LLC — shrank from 5 to 1 advisory reps. IAPD ↗
50
818 FAMILY OFFICE, LLC — shrank from 3 to 1 advisory reps. IAPD ↗
48
SANDERS MORRIS LLC — reported RAUM down 42% ($991.7M -> $576.1M). IAPD ↗
48
FLAGSTAR ADVISORS, INC. — reported RAUM down 32% ($1.16B -> $784.3M). IAPD ↗
48
MOUNTAIN PACIFIC INVESTMENT ADVISERS, LLC — reported RAUM down 47% ($1.75B -> $933.7M). IAPD ↗
48
LAWSON KROEKER INVESTMENT MANAGEMENT INC — reported RAUM down 37% ($682.7M -> $428.6M). IAPD ↗
48
TRUST ADVISORY GROUP LTD — reported RAUM down 37% ($494.4M -> $313.5M). IAPD ↗
48
HAHN CAPITAL MANAGEMENT, LLC — reported RAUM down 25% ($521.0M -> $390.0M). IAPD ↗
48
CHESAPEAKE ASSET MANAGEMENT LLC — reported RAUM down 35% ($721.3M -> $468.8M). IAPD ↗
48
TUFTON CAPITAL MANAGEMENT, LLC — reported RAUM down 43% ($810.1M -> $463.8M). IAPD ↗
48
AMERICAN TRUST INVESTMENT ADVISORS, LLC — reported RAUM down 39% ($497.3M -> $303.5M). IAPD ↗
48
MARQUETTE ASSOCIATES, INC. — reported RAUM down 33% ($468.0M -> $315.7M). IAPD ↗
48
PROPRIETARY CAPITAL, LLC — reported RAUM down 43% ($1.15B -> $651.8M). IAPD ↗
48
REDWOOD INVESTMENTS, LLC — reported RAUM down 32% ($1.05B -> $710.1M). IAPD ↗
48
ACCUVEST GLOBAL ADVISORS, INC. — reported RAUM down 33% ($937.7M -> $630.5M). IAPD ↗
48
ASSET STRATEGY ADVISORS, LLC — reported RAUM down 29% ($917.8M -> $649.3M). IAPD ↗
48
HS MANAGEMENT PARTNERS, LLC — reported RAUM down 70% ($1.55B -> $469.9M). IAPD ↗
48
LIFEINVEST WEALTH MANAGEMENT, LTD — reported RAUM down 33% ($447.1M -> $300.5M). IAPD ↗
48
MARKETRIDERS — reported RAUM down 25% ($485.6M -> $363.0M). IAPD ↗
48
ROSEMAWR MANAGEMENT LLC — reported RAUM down 28% ($1.17B -> $843.6M). IAPD ↗
48
ADAMS ASHBY FINANCIAL ADVISORS — reported RAUM down 35% ($737.1M -> $479.8M). IAPD ↗
48
HOLLANDER ASSET MANAGEMENT LLC — reported RAUM down 33% ($622.4M -> $419.7M). IAPD ↗
48
TRIGRAN INVESTMENTS, INC. — reported RAUM down 44% ($954.7M -> $533.2M). IAPD ↗
48
CANNELL CAPITAL LLC — reported RAUM down 29% ($527.6M -> $372.8M). IAPD ↗
48
PHAROS CAPITAL GROUP, LLC — reported RAUM down 41% ($1.07B -> $629.6M). IAPD ↗
48
INTEGRATED FINANCIAL STRATEGIES, LLC — reported RAUM down 29% ($455.0M -> $322.0M). IAPD ↗
48
FULLCIRCLE WEALTH LLC — reported RAUM down 35% ($393.5M -> $257.4M). IAPD ↗
48
TRU INDEPENDENCE ASSET MANAGEMENT, LLC — reported RAUM down 41% ($575.3M -> $336.9M). IAPD ↗
48
LOGICA CAPITAL ADVISERS, LLC — reported RAUM down 44% ($541.0M -> $304.6M). IAPD ↗
48
ONE WEALTH MAP, LLC — reported RAUM down 74% ($1.10B -> $287.4M). IAPD ↗
48
XP ADVISORY US, INC. — reported RAUM down 49% ($1.56B -> $792.3M). IAPD ↗
48
EAGLE BAY FAMILY OFFICE — reported RAUM down 28% ($948.5M -> $680.8M). IAPD ↗
48
CUSTOS FAMILY OFFICE LLC — reported RAUM down 53% ($729.6M -> $346.6M). IAPD ↗
48
GREYSTONE FINANCIAL GROUP, LLC — reported RAUM down 52% ($1.03B -> $494.9M). IAPD ↗
48
ATTINGER, LLC — reported RAUM down 27% ($543.0M -> $394.5M). IAPD ↗
48
ATOMIC INVEST LLC — reported RAUM down 31% ($462.9M -> $319.5M). IAPD ↗
48
CORNERSTONE PORTFOLIO RESEARCH — reported RAUM down 76% ($1.85B -> $444.3M). IAPD ↗
48
ABRA CAPITAL MANAGEMENT, LP — reported RAUM down 52% ($700.6M -> $334.7M). IAPD ↗
45
E. MAGNUS OPPENHEIM & CO. INC. — reported RAUM down 86% ($70.4M -> $9.5M). IAPD ↗
45
DOMINARI SECURITIES LLC — reported RAUM down 33% ($41.6M -> $28.0M). IAPD ↗
45
COKER & PALMER — reported RAUM down 48% ($244.1M -> $126.3M). IAPD ↗
45
SPARROW CAPITAL MANAGEMENT INC — reported RAUM down 49% ($224.3M -> $113.3M). IAPD ↗
45
FAIRBANKS CAPITAL MANAGEMENT, INC. — reported RAUM down 43% ($369.9M -> $210.6M). IAPD ↗
45
HUNTER MICHAEL INVESTMENT ADVISORS INC — reported RAUM down 92% ($969.6M -> $81.2M). IAPD ↗
45
HILLMAN CAPITAL MANAGEMENT INC — reported RAUM down 36% ($308.0M -> $195.9M). IAPD ↗
45
PROFIT INVESTMENTS — reported RAUM down 80% ($132.0M -> $26.8M). IAPD ↗
45
CFM ADVISORS INC — reported RAUM down 94% ($3.49B -> $202.7M). IAPD ↗
45
WOODMONT ADVISORY GROUP, INC. — reported RAUM down 27% ($125.4M -> $91.9M). IAPD ↗
45
RCM ROBINSON CAPITAL MANAGEMENT LLC — reported RAUM down 43% ($108.3M -> $61.8M). IAPD ↗
45
DORIAN EASON ASSET MANAGEMENT, LLC — reported RAUM down 78% ($124.5M -> $27.1M). IAPD ↗
45
PRUNEYARD FINANCIAL GROUP, INC. — reported RAUM down 45% ($140.3M -> $77.0M). IAPD ↗
45
MARIN WEALTH ADVISORS LLC — reported RAUM down 81% ($357.0M -> $69.4M). IAPD ↗
45
ANCHOR CAPITAL — reported RAUM down 38% ($309.6M -> $191.2M). IAPD ↗
45
INTERACTIVE FINANCIAL ADVISORS — reported RAUM down 29% ($337.8M -> $240.4M). IAPD ↗
45
WHALEN CAPITAL, INC. — reported RAUM down 51% ($152.4M -> $75.1M). IAPD ↗
45
BRADLEY WEALTH LLC — reported RAUM down 30% ($282.6M -> $196.7M). IAPD ↗
45
FUTURA ASSET ADVISORS LLC — reported RAUM down 61% ($296.6M -> $114.8M). IAPD ↗
45
EMSTONE ADVISERS, LLC — reported RAUM down 33% ($43.6M -> $29.3M). IAPD ↗
45
DAVIES FINANCIAL ADVISORS, INC. — reported RAUM down 57% ($288.2M -> $123.1M). IAPD ↗
45
BLACKGOLD CAPITAL MANAGEMENT LP — reported RAUM down 25% ($178.0M -> $133.0M). IAPD ↗
45
PUBLIC SAFETY FINANCIAL/GALLOWAY — reported RAUM down 98% ($942.2M -> $17.9M). IAPD ↗
45
MESTMAKER & PETREY WEALTH ADVISORS — reported RAUM down 26% ($190.7M -> $140.8M). IAPD ↗
45
ALTAI CAPITAL MANAGEMENT, L.P. — reported RAUM down 63% ($136.1M -> $49.8M). IAPD ↗
45
STONEX INTERNATIONAL ADVISORS INC — reported RAUM down 53% ($225.1M -> $106.7M). IAPD ↗
45
THE WEALTH GROUP, LTD — reported RAUM down 45% ($288.9M -> $160.2M). IAPD ↗
45
CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC — reported RAUM down 28% ($124.7M -> $90.3M). IAPD ↗
45
FSC WEALTH ADVISORS, LLC — reported RAUM down 57% ($283.1M -> $122.3M). IAPD ↗
45
SAXON SECURITIES LLC — reported RAUM down 31% ($137.2M -> $94.6M). IAPD ↗
45
OBJECTIVE CAPITAL MANAGEMENT, LLC — reported RAUM down 30% ($304.7M -> $214.2M). IAPD ↗
45
COVE STREET CAPITAL, LLC — reported RAUM down 26% ($126.7M -> $93.8M). IAPD ↗
45
NOVUS ADVISORS — reported RAUM down 55% ($202.9M -> $91.3M). IAPD ↗
45
MAINLINE INVESTMENT ADVISERS, LLC — reported RAUM down 45% ($200.8M -> $109.8M). IAPD ↗
45
AWM GLOBAL ADVISORS — reported RAUM down 35% ($90.5M -> $59.2M). IAPD ↗
45
SOLOMON API LLC — reported RAUM down 52% ($362.0M -> $173.1M). IAPD ↗
45
ATLAS FINANCIAL ADVISORS, INC. — reported RAUM down 56% ($107.8M -> $46.9M). IAPD ↗
45
KG CAPITAL MANAGEMENT, LLC — reported RAUM down 52% ($414.1M -> $199.5M). IAPD ↗
45
ZEPHYR WEALTH MANAGEMENT — reported RAUM down 42% ($421.4M -> $242.8M). IAPD ↗
45
PT CAPITAL ADVISORS, LLC — reported RAUM down 53% ($121.0M -> $56.9M). IAPD ↗
45
SANTA FE ADVISORS LLC — reported RAUM down 35% ($177.5M -> $116.1M). IAPD ↗
45
CAERUS INVESTMENT ADVISORS, LLC — reported RAUM down 40% ($194.6M -> $117.2M). IAPD ↗
45
TRADEMARK CAPITAL MANAGEMENT INC. — reported RAUM down 32% ($220.4M -> $150.8M). IAPD ↗
45
DIPSEA CAPITAL, LLC — reported RAUM down 43% ($103.0M -> $58.3M). IAPD ↗
45
ORCHARD CAPITAL MANAGEMENT, LLC — reported RAUM down 65% ($321.9M -> $111.8M). IAPD ↗
45
LEGACY CORNERSTONE WEALTH — reported RAUM down 57% ($248.4M -> $106.1M). IAPD ↗
45
FLORENCE CAPITAL ADVISORS, LLC — reported RAUM down 95% ($1.26B -> $65.2M). IAPD ↗
45
PARADIGM WEALTH ADVISORY LLC — reported RAUM down 57% ($468.3M -> $201.2M). IAPD ↗
45
LEGACY PCG, LLC — reported RAUM down 32% ($206.2M -> $139.8M). IAPD ↗
45
INVESTALL, INC. — reported RAUM down 51% ($53.1M -> $26.2M). IAPD ↗
45
THE PROFESSIONAL FINANCIAL COMPANY LLC — reported RAUM down 32% ($361.1M -> $246.1M). IAPD ↗
45
CAPSTONE WEALTH ADVISORS, LLC — reported RAUM down 56% ($230.4M -> $102.4M). IAPD ↗
45
SCALAR GAUGE MANAGEMENT, LLC — reported RAUM down 32% ($291.1M -> $199.4M). IAPD ↗
45
SEVEN CANYONS ADVISORS, LLC — reported RAUM down 26% ($121.6M -> $90.0M). IAPD ↗
45
SIGNIFICANT WEALTH PARTNERS LLC — reported RAUM down 49% ($248.0M -> $126.1M). IAPD ↗
45
PIERSON WEALTH MANAGEMENT — reported RAUM down 47% ($361.9M -> $192.0M). IAPD ↗
45
TROWBRIDGE CAPITAL PARTNERS LLC. — reported RAUM down 33% ($38.3M -> $25.8M). IAPD ↗
45
JRB CAPITAL MANAGEMENT — reported RAUM down 56% ($108.6M -> $48.2M). IAPD ↗
45
LION CAPITAL ADVISORS LLC — reported RAUM down 31% ($136.7M -> $94.8M). IAPD ↗
45
WAVE DIGITAL ASSETS LLC — reported RAUM down 74% ($351.6M -> $91.9M). IAPD ↗
45
FIRST GROWTH CAPITAL LLC — reported RAUM down 39% ($214.7M -> $130.6M). IAPD ↗
45
ALGORITHMIC INVESTMENT MODELS — reported RAUM down 44% ($156.9M -> $87.8M). IAPD ↗
45
BRANDYWINE ASSET MANAGEMENT — reported RAUM down 33% ($225.0M -> $150.0M). IAPD ↗
45
AFG FIDUCIARY SERVICES — reported RAUM down 27% ($229.2M -> $166.3M). IAPD ↗
45
COPE CONNELLY — reported RAUM down 62% ($247.6M -> $95.3M). IAPD ↗
45
OAKHURST CAPITAL ADVISORS, LLC — reported RAUM down 93% ($78.6M -> $5.7M). IAPD ↗
45
DIRECTIONAL ADVISORS — reported RAUM down 60% ($107.8M -> $43.0M). IAPD ↗
45
BANCREEK CAPITAL MANAGEMENT, LP — reported RAUM down 61% ($125.2M -> $49.3M). IAPD ↗
45
PASSIVE MANAGEMENT LLC — reported RAUM down 28% ($31.4M -> $22.6M). IAPD ↗
45
KINEO CAPITAL LLC — reported RAUM down 76% ($258.0M -> $61.1M). IAPD ↗
45
TRG INVESTMENT ADVISORS, LLC — reported RAUM down 85% ($1.11B -> $167.1M). IAPD ↗
45
HFG ADVISORS, INC. — reported RAUM down 49% ($221.4M -> $113.4M). IAPD ↗
45
RYAN HERITAGE, LLP — reported RAUM down 27% ($25.6M -> $18.8M). IAPD ↗
45
SKY VISION WEALTH MANAGEMENT CORP. — reported RAUM down 50% ($106.0M -> $52.8M). IAPD ↗
45
TERRA WEALTH — reported RAUM down 62% ($399.4M -> $152.0M). IAPD ↗
45
VISDOM INVESTMENT GROUP LLC — reported RAUM down 71% ($183.5M -> $53.1M). IAPD ↗
45
MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC — reported RAUM down 82% ($641.8M -> $112.8M). IAPD ↗
45
FUNDAMENTAL INVESTMENT SERVICES, LLC — reported RAUM down 68% ($38.4M -> $12.2M). IAPD ↗
45
TRUEHAVEN CAPITAL — reported RAUM down 47% ($117.2M -> $62.3M). IAPD ↗
45
PLUM POINTE WEALTH MANAGEMENT — reported RAUM down 49% ($206.7M -> $104.7M). IAPD ↗
45
OXFORD WEALTH MANAGEMENT — reported RAUM down 78% ($495.1M -> $109.6M). IAPD ↗
45
TRUMAN WEALTH ADVISORS — reported RAUM down 25% ($142.1M -> $106.0M). IAPD ↗
45
TACTICA LLC — reported RAUM down 70% ($418.0M -> $123.5M). IAPD ↗
55
TAYLOR ADVISORS, INC., A HUB INTERNATIONAL COMPANY — (LOUISVILLE, KY) left the SEC roster (was $15.95B RAUM, 5 reps). IAPD ↗institutional
55
PGIM MULTI-ASSET SOLUTIONS LLC — (NEWARK, NJ) left the SEC roster (was $26.26B RAUM, 30 reps). IAPD ↗institutional
55
ONEAMERICA INVESTMENT ADVISORY SERVICES LLC — (WINDSOR, CT) left the SEC roster (was $5.09B RAUM, 6 reps). IAPD ↗institutional
55
ENHANCED PK SERVICES, LLC — (SAN JUAN, PR) left the SEC roster (was $1.35B RAUM, 1 reps). IAPD ↗institutional
53
PROSPECTOR PARTNERS ASSET MANAGEMENT, LLC — (GUILFORD, CT) left the SEC roster (was $306.5M RAUM, 9 reps). IAPD ↗institutional
53
CHATHAM INVESTMENT ADVISORS, LLC — (KENNETT SQUARE, PA) left the SEC roster (was $383.5M RAUM, 1 reps). IAPD ↗institutional
53
CENTERSTONE INVESTORS LLC — (location n/a) left the SEC roster (was $374.7M RAUM, 4 reps). IAPD ↗institutional
53
SHERBROOKE PARK ADVISERS LLC — (WHITE PLAINS, NY) left the SEC roster (was $748.3M RAUM, 4 reps). IAPD ↗institutional
53
ERIC M FLANAGAN TRADING, LLC — (location n/a) left the SEC roster (was $841.7M RAUM, 1 reps). IAPD ↗institutional
50
CORNERCAP INVESTMENT COUNSEL INC — (ATLANTA, GA) left the SEC roster (was $199.2M RAUM, 3 reps). IAPD ↗institutional
50
CBRE INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster (was $6.11B RAUM, 117 reps). IAPD ↗fund
50
E CAPITAL MANAGEMENT L.P. — (NEW YORK, NY) left the SEC roster (was $4.07B RAUM, 12 reps). IAPD ↗fund
50
50
BRIDPORT INVESTMENTS LLC — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
50
THE ENERGY & MINERALS GROUP — (HOUSTON, TX) left the SEC roster (was $13.07B RAUM, 13 reps). IAPD ↗fund
50
50
CLEARLAKE CAPITAL ASSET MANAGEMENT, LLC — (SANTA MONICA, CA) left the SEC roster (was $2.08B RAUM, 36 reps). IAPD ↗fund
50
STF MANAGEMENT LP — (FRISCO, TX) left the SEC roster (was $232.4M RAUM, 4 reps). IAPD ↗institutional
50
STONE CREEK CAPITAL MANAGEMENT LLC — (ALPHARETTA, GA) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗institutional
50
MARCADO ASSET MANAGEMENT LLC — (SAN ANTONIO, TX) left the SEC roster (was $26.8M RAUM, 3 reps). IAPD ↗institutional
50
JUNIPER HILL CAPITAL MANAGEMENT LP — (MENLO PARK, CA) left the SEC roster (was $2.43B RAUM, 5 reps). IAPD ↗fund
50
BLUE OWL DIVERSIFIED CREDIT ADVISORS LLC — (NEW YORK, NY) left the SEC roster (was $4.10B RAUM, 210 reps). IAPD ↗fund
50
DEMOCRACY INVESTMENT MANAGEMENT LLC — (location n/a) left the SEC roster (was $8.7M RAUM, 1 reps). IAPD ↗institutional
50
EASTERLY EAB RISK SOLUTIONS LLC — (BALA CYNWYD, PA) left the SEC roster (was $0 RAUM, 3 reps). IAPD ↗institutional
50
CAPINSIGHTS PARTNERS, LLC — (GREENWICH, CT) left the SEC roster (was $0 RAUM, 6 reps). IAPD ↗institutional
50
50
ARÈNE CAPITAL MANAGEMENT LP — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 4 reps). IAPD ↗institutional
50
DEIANIRA CAPITAL MANAGEMENT LLC — (MIAMI, FL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
50
BIRCHWOOD CREEK CAPITAL MANAGEMENT LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 0 reps). IAPD ↗institutional
50
I/O STRATEGIES LLC — (BOULDER, CO) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 4 reps). IAPD ↗institutional
48
48
KINNEY ASSET MANAGEMENT, LLC. — (CHICAGO, IL) left the SEC roster (was $578.1M RAUM, 4 reps). IAPD ↗fund
48
NYES LEDGE CAPITAL MANAGEMENT, LLC — (BOSTON, MA) left the SEC roster (was $265.9M RAUM, 3 reps). IAPD ↗fund
48
RESOURCE LAND HOLDINGS, LLC — (DENVER, CO) left the SEC roster (was $287.3M RAUM, 8 reps). IAPD ↗fund
48
48
48
ONEMAP MINERAL SERVICES LLC — (HOUSTON, TX) left the SEC roster (was $461.7M RAUM, 6 reps). IAPD ↗fund
48
48
48
45
BLACKSTONE REAL ESTATE ADVISORS IV L.L.C. — (NEW YORK, NY) left the SEC roster (was $147,753 RAUM, 211 reps). IAPD ↗fund
45
STADIUM CAPITAL MANAGEMENT, LLC — (NEW CANAAN, CT) left the SEC roster (was $235.5M RAUM, 5 reps). IAPD ↗fund
45
GREENFIELD PARTNERS, LLC — (GREENWICH, CT) left the SEC roster (was $128.1M RAUM, 3 reps). IAPD ↗fund
45
RIVO ALTO CAPITAL FUNDING LLC — (NORTH MIAMI BEACH, FL) left the SEC roster (was $27.6M RAUM, 2 reps). IAPD ↗fund
45
45
45
45
LAW FINANCE GROUP MANAGEMENT COMPANY — (DELRAY BEACH, FL) left the SEC roster (was $101.5M RAUM, 10 reps). IAPD ↗fund
45
M28 CAPITAL MANAGEMENT LP — (STAMFORD, CT) left the SEC roster (was $120.8M RAUM, 1 reps). IAPD ↗fund
45
HESTIA CAPITAL MANAGEMENT, LLC — (CRANBERRY TOWNSHIP, PA) left the SEC roster (was $131.9M RAUM, 1 reps). IAPD ↗fund
45
45
BEYOND GLOBAL MANAGEMENT, LLC — (HOUSTON, TX) left the SEC roster (was $97.4M RAUM, 7 reps). IAPD ↗fund
45
SYNCRACY OPERATIONAL MANAGEMENT LLC — (location n/a) left the SEC roster (was $193.1M RAUM, 4 reps). IAPD ↗fund
45
AVENTINE CAPITAL MANAGEMENT LLC — (CHICAGO, IL) left the SEC roster (was $4.1M RAUM, 1 reps). IAPD ↗fund
45
45
45
45
45
45
45
45
45
45
45
45
45
45
45
45
BREVAN HOWARD US INVESTMENT MANAGEMENT LP — shrank from 122 to 114 advisory reps. IAPD ↗institutional
45
45
45
45
45
45
45
45
45
45
45
45
NEWTON INVESTMENT MANAGEMENT NORTH AMERICA — shrank from 82 to 55 advisory reps. IAPD ↗institutional
45
45
45
45
45
43
43
43
43
43
43
43
43
TCW ASSET BACKED FINANCE MANAGEMENT COMPANY LLC — shrank from 29 to 24 advisory reps. IAPD ↗institutional
43
40
40
40
HOISINGTON INVESTMENT MANAGEMENT CO — reported RAUM down 40% ($2.97B -> $1.79B). IAPD ↗institutional
40
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, LLC — reported RAUM down 48% ($2.03B -> $1.05B). IAPD ↗institutional
40
40
TOKIO MARINE ASSET MANAGEMENT (USA), LTD. — reported RAUM down 31% ($1.74B -> $1.21B). IAPD ↗institutional
40
40
40
40
40
NEXPOINT REAL ESTATE ADVISORS VII, L.P. — reported RAUM down 66% ($5.72B -> $1.93B). IAPD ↗institutional
40
40
40
40
GE VERNOVA INVESTMENT ADVISERS, LLC — reported RAUM down 35% ($1.90B -> $1.24B). IAPD ↗institutional
40
40
40
40
40
40
40
40
40
40
40
40
SITUSAMC REAL ESTATE VALUATION SERVICES, LLC — shrank from 48 to 2 advisory reps. IAPD ↗institutional
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
MANULIFE INVESTMENT MANAGEMENT PRIVATE MARKETS (US) LLC — shrank from 156 to 119 advisory reps. IAPD ↗fund
40
BLACKSTONE REAL ESTATE SPECIAL SITUATIONS ADVISORS L.L.C. — shrank from 139 to 134 advisory reps. IAPD ↗fund
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C. — shrank from 161 to 155 advisory reps. IAPD ↗fund
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
38
38
38
38
PRIORITY SENIOR SECURED INCOME MANAGEMENT, LLC — reported RAUM down 48% ($915.7M -> $479.1M). IAPD ↗institutional
38
ELLINGTON CREDIT COMPANY MANAGEMENT LLC — reported RAUM down 50% ($822.3M -> $415.0M). IAPD ↗institutional
38
38
38
38
38
TEUCRIUM INVESTMENT ADVISORS, LLC — reported RAUM down 44% ($494.9M -> $277.4M). IAPD ↗institutional
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
AECOM-CANYON PARTNERS REAL ESTATE FUND ADVISORS LLC — shrank from 31 to 26 advisory reps. IAPD ↗fund
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC — reported RAUM down 44% ($40.3M -> $22.4M). IAPD ↗institutional
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
MOUNT STREET PORTFOLIO ADVISERS LLC — reported RAUM down 90% ($189.7M -> $18.6M). IAPD ↗institutional
35
35
PRETIUM SINGLE-FAMILY RENTAL MANAGER III, LLC — reported RAUM down 26% ($34.69B -> $25.71B). IAPD ↗fund
35
35
35
35
35
35
35
35
35
ATLANTIC UNION MUNICIPAL ADVISORS, INC — reported RAUM down 28% ($185.4M -> $134.3M). IAPD ↗institutional
35
35
CAPRA IBEX CREDIT OPPORTUNITIES, LLC — reported RAUM down 77% ($196.1M -> $45.1M). IAPD ↗institutional
35
35
W1M INVESTMENT MANAGEMENT LIMITED — (LONDON, United Kingdom) left the SEC roster (was $17.14B RAUM, 50 reps). IAPD ↗foreign
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
ENCORE HOUSING OPPORTUNITY FUND INVESTMENT MANAGER, LLC — reported RAUM down 55% ($1.50B -> $679.5M). IAPD ↗fund
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
30
30
30
30
30
30
30
30
ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C. — reported RAUM down 63% ($64.1M -> $23.5M). IAPD ↗fund
30
30
30
30
30
30
30
30
30
30
PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP — reported RAUM down 32% ($351.3M -> $238.4M). IAPD ↗fund
30
30
30
30
30
BRUCKMANN, ROSSER, SHERRILL & CO., MANAGEMENT, L.P. — reported RAUM down 72% ($423.4M -> $118.7M). IAPD ↗fund
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC — reported RAUM down 61% ($151.1M -> $58.6M). IAPD ↗fund
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
QIEF MANAGEMENT, LLC — (QUATRE BORNES, Mauritius) left the SEC roster (was $26.9M RAUM, 2 reps). IAPD ↗foreign
30
PORTLAND HILL ASSET MANAGEMENT LIMITED — (LONDON, United Kingdom) left the SEC roster (was $158.5M RAUM, 3 reps). IAPD ↗foreign
30
30
PRIVATE EQUITY (THAILAND) CO., LTD. — (BANGKOK, Thailand) left the SEC roster (was $171.7M RAUM, 10 reps). IAPD ↗foreign
30
PLACID SOUND CAPITAL MANAGEMENT, LLC — (GUATEMALA CITY, Guatemala) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗foreign
30
MODEL SIX OPERATIONS INC. — (VANCOUVER, BC, Canada) left the SEC roster (was $34.7M RAUM, 4 reps). IAPD ↗foreign
30
ARCHER PORTFOLIO MANAGEMENT INC. — (MONTREAL, QUEBEC, Canada) left the SEC roster (was $218.0M RAUM, 2 reps). IAPD ↗foreign
30
25
25
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD — shrank from 430 to 237 advisory reps. IAPD ↗foreign
25
25
25
25
25
FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED — shrank from 63 to 50 advisory reps. IAPD ↗foreign
25
25
25
25
25
25
25
25
25
25
25
25
25
25
25
25
25
25
25
25
25
25
25
25
25
25
25
FOUNTAINCAP RESEARCH & INVESTMENT (HONG KONG) CO., LIMITED — shrank from 10 to 8 advisory reps. IAPD ↗foreign
25
25
25
25
25
25
25
23
SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED — shrank from 13 to 10 advisory reps. IAPD ↗foreign
23
23
MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED — shrank from 27 to 13 advisory reps. IAPD ↗foreign
23
23
J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD — shrank from 8 to 5 advisory reps. IAPD ↗foreign
20
20
20
20
20
20
20
20
20
20
20
20
FIRST SENTIER INVESTORS (UK) FUNDS LIMITED — reported RAUM down 28% ($16.42B -> $11.87B). IAPD ↗foreign
20
20
20
20
FIRST SENTIER INVESTORS (UK) IM LIMITED — reported RAUM down 26% ($17.97B -> $13.27B). IAPD ↗foreign
20
20
20
20
20
20
20
20
20
20
20
18
MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED — reported RAUM down 98% ($23.39B -> $377.8M). IAPD ↗foreign
18
18
18
15
VULPES INVESTMENT MANAGEMENT PRIVATE LIMITED — reported RAUM down 39% ($157.5M -> $96.5M). IAPD ↗foreign
15
15
15
15
15
15
15
15
15
15
15
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.