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FUNDAMENTAL INVESTMENT SERVICES, LLC

· CRD 330232 · IAPD ↗ · myfundamental.net · 1-917-495-9582

$12.2MRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
July 2026 — FUNDAMENTAL INVESTMENT SERVICES, LLC now reports custody of client assets ($12.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
April 2026 — FUNDAMENTAL INVESTMENT SERVICES, LLC reported RAUM down 68% ($38.4M -> $12.2M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
70
September 2024 — FUNDAMENTAL INVESTMENT SERVICES, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
September 2024 — FUNDAMENTAL INVESTMENT SERVICES, LLC now reports 2 private fund(s) ($33.8M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
50
July 2024 — FUNDAMENTAL INVESTMENT SERVICES, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
May 2024 — FUNDAMENTAL INVESTMENT SERVICES, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.