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ADAMS ASHBY FINANCIAL ADVISORS

SACRAMENTO, CA · CRD 149683 · IAPD ↗ · adamsashby.com · 916-333-5989

$479.8MRegulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
April 2026 — ADAMS ASHBY FINANCIAL ADVISORS reported RAUM down 35% ($737.1M -> $479.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
53
April 2025 — ADAMS ASHBY FINANCIAL ADVISORS added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2025 — ADAMS ASHBY FINANCIAL ADVISORS crossed $500M in regulatory AUM ($442.5M -> $737.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
73
April 2024 — ADAMS ASHBY FINANCIAL ADVISORS reported RAUM up 87% ($236.3M -> $442.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.