← Tributary

CANDOR FINANCIAL LLC

· CRD 314173 · IAPD ↗ · (415) 704-6412

$3.3MRegulatory AUM
2Advisory reps
3Employees
0Clients
n/aPlanning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — CANDOR FINANCIAL LLC (location n/a) left the SEC roster (was $3.3M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.