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SILVER ROCK FINANCIAL LP

LOS ANGELES, CA · CRD 283335 · IAPD ↗ · silver-rock.com · 424-371-9753

$5.38BRegulatory AUM
16Advisory reps
31Employees
0Clients
n/aPlanning clients
15Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

35
April 2026 — SILVER ROCK FINANCIAL LP reported RAUM down 54% ($11.58B -> $5.38B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
40
April 2026 — SILVER ROCK FINANCIAL LP shrank from 22 to 16 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
53
April 2025 — SILVER ROCK FINANCIAL LP reported RAUM up 43% ($8.09B -> $11.58B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.