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REGENTS PARTNERS, LLC

· CRD 322915 · IAPD ↗ · regentsparkadvisors.com · (925) 261-8330

$201.2MRegulatory AUM
1Advisory reps
3Employees
0Clients
n/aPlanning clients
6Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2026 — REGENTS PARTNERS, LLC shrank from 5 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
50
January 2026 — REGENTS PARTNERS, LLC notice-filed in CO, FL, IL, WA, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
October 2024 — REGENTS PARTNERS, LLC moved its main office from SALT LAKE CITY, UT to SAN JUAN, PR.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
46
September 2024 — REGENTS PARTNERS, LLC notice-filed in AZ, ID, PR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.