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THE PROFESSIONAL FINANCIAL COMPANY LLC

OREM, UT · CRD 286419 · IAPD ↗ · (801) 701-2345

$246.1MRegulatory AUM
3Advisory reps
7Employees
0Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — THE PROFESSIONAL FINANCIAL COMPANY LLC reported RAUM down 32% ($361.1M -> $246.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
73
April 2025 — THE PROFESSIONAL FINANCIAL COMPANY LLC reported RAUM up 75% ($206.2M -> $361.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
July 2024 — THE PROFESSIONAL FINANCIAL COMPANY LLC moved its main office from PLEASANT GROVE, UT to OREM, UT.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
58
April 2024 — THE PROFESSIONAL FINANCIAL COMPANY LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.