← Tributary

R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.

SUNNY ISLES BEACH, FL · CRD 137788 · IAPD ↗ · niederhoffer.com · 212-245-0400

$33.6MRegulatory AUM
12Advisory reps
24Employees
10Clients
0Planning clients
6Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
April 2026 — R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC. reported RAUM down 30% ($48.0M -> $33.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
52
April 2026 — R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC. grew from 10 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
46
April 2025 — R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC. reported RAUM up 32% ($36.5M -> $48.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
30
June 2024 — R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC. reported RAUM down 43% ($64.2M -> $36.5M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.