← Tributary

DEMOCRACY INVESTMENT MANAGEMENT LLC

· CRD 312074 · IAPD ↗ · 415-933-0805

$8.7MRegulatory AUM
1Advisory reps
3Employees
1Clients
1-10Planning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

50
April 2026 — DEMOCRACY INVESTMENT MANAGEMENT LLC (location n/a) left the SEC roster (was $8.7M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.