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PALOS MANAGEMENT INC.

MONTREAL, QUEBEC, Canada · CRD 304309 · IAPD ↗ · 514-397-0188

$12.1MRegulatory AUM
3Advisory reps
18Employees
0Clients
1-10Planning clients
0Private funds
7States
3Disclosures
foreignSegment
ApprovedSEC status

Filing changes

15
April 2026 — PALOS MANAGEMENT INC. reported RAUM down 91% ($136.8M -> $12.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
28
April 2026 — PALOS MANAGEMENT INC. reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
45
April 2026 — PALOS MANAGEMENT INC. now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
20
November 2024 — PALOS MANAGEMENT INC.'s Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.