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ERGAWEALTH ADVISORS, INC.

OAK BROOK, IL · CRD 290030 · IAPD ↗ · ergawealth.com · (630) 320-2078

$341.5MRegulatory AUM
2Advisory reps
5Employees
0Clients
251-500Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — ERGAWEALTH ADVISORS, INC. shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
January 2026 — ERGAWEALTH ADVISORS, INC. notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — ERGAWEALTH ADVISORS, INC. reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
64
April 2024 — ERGAWEALTH ADVISORS, INC. reported RAUM up 32% ($200.6M -> $265.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.