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ROCKWOOD CAPITAL, LLC

NEW YORK, NY · CRD 156663 · IAPD ↗ · 212-402-8500

$10.61BRegulatory AUM
65Advisory reps
65Employees
2Clients
n/aPlanning clients
35Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — ROCKWOOD CAPITAL, LLC shrank from 70 to 65 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.