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SAGE ROAD CAPITAL

HOUSTON, TX · CRD 164952 · IAPD ↗ · sageroadcapital.com · 713-364-1400

$146.0MRegulatory AUM
4Advisory reps
5Employees
0Clients
n/aPlanning clients
3Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
April 2026 — SAGE ROAD CAPITAL (HOUSTON, TX) left the SEC roster (was $146.0M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.