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HARKNESS CAPITAL MANAGEMENT LLC

NEW YORK, NY · CRD 289882 · IAPD ↗ · harknesscapital.com · (212) 514-0023

$203.8MRegulatory AUM
10Advisory reps
10Employees
0Clients
n/aPlanning clients
5Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
April 2026 — HARKNESS CAPITAL MANAGEMENT LLC reported RAUM down 42% ($353.9M -> $203.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
52
April 2024 — HARKNESS CAPITAL MANAGEMENT LLC reported RAUM up 46% ($205.2M -> $299.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.