← Tributary

ROG IX, LLC

HOUSTON, TX · CRD 304142 · IAPD ↗ · riverbendenergygroup.com · 713-874-9000

$401.0MRegulatory AUM
12Advisory reps
43Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

38
April 2026 — ROG IX, LLC reported RAUM down 27% ($553.0M -> $401.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.