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SHEETS SMITH INVESTMENT MANAGEMENT, LLC

HOUSTON, TX · CRD 293992 · IAPD ↗ · sheetssmithim.com · 346-867-8606

$129.7MRegulatory AUM
2Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — SHEETS SMITH INVESTMENT MANAGEMENT, LLC (HOUSTON, TX) left the SEC roster (was $129.7M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
58
April 2024 — SHEETS SMITH INVESTMENT MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.