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COHEN & COMPANY FINANCIAL MANAGEMENT, LLC

NEW YORK, NY · CRD 133171 · IAPD ↗ · 646-792-5600

$237.4MRegulatory AUM
5Advisory reps
29Employees
0Clients
n/aPlanning clients
5Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
April 2026 — COHEN & COMPANY FINANCIAL MANAGEMENT, LLC reported RAUM down 80% ($1.18B -> $237.4M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
40
April 2024 — COHEN & COMPANY FINANCIAL MANAGEMENT, LLC shrank from 10 to 7 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.