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DIRECTIONAL ADVISORS

· CRD 311908 · IAPD ↗ · 214-714-5520

$43.0MRegulatory AUM
3Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — DIRECTIONAL ADVISORS reported RAUM down 60% ($107.8M -> $43.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
67
April 2026 — DIRECTIONAL ADVISORS grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
95
October 2024 — DIRECTIONAL ADVISORS (location n/a) is newly SEC-registered with $114.0M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.