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OXFORD WEALTH MANAGEMENT

LINDON, UT · CRD 332725 · IAPD ↗ · 385-206-5271

$109.6MRegulatory AUM
3Advisory reps
11Employees
0Clients
11-25Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — OXFORD WEALTH MANAGEMENT reported RAUM down 78% ($495.1M -> $109.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
67
April 2026 — OXFORD WEALTH MANAGEMENT grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
February 2025 — OXFORD WEALTH MANAGEMENT reports 51-100 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
73
February 2025 — OXFORD WEALTH MANAGEMENT's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
October 2024 — OXFORD WEALTH MANAGEMENT (LINDON, UT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.