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SPX CAPITAL MANAGEMENT LLC

NEW YORK, NY · CRD 297944 · IAPD ↗ · spxcapital.com · (212) 386-5810

$350.0MRegulatory AUM
6Advisory reps
9Employees
0Clients
n/aPlanning clients
10Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
October 2026 — SPX CAPITAL MANAGEMENT LLC (NEW YORK, NY) left the SEC roster (was $350.0M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
33
April 2026 — SPX CAPITAL MANAGEMENT LLC reported RAUM down 30% ($500.0M -> $350.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
April 2025 — SPX CAPITAL MANAGEMENT LLC crossed $500M in regulatory AUM ($359.7M -> $500.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
33
April 2024 — SPX CAPITAL MANAGEMENT LLC reported RAUM down 94% ($5.60B -> $359.7M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
38
April 2024 — SPX CAPITAL MANAGEMENT LLC shrank from 8 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.