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SUPERSTATE ADVISERS LLC

NEW YORK, NY · CRD 336188 · IAPD ↗ · superstate.co · 201-497-4991

$1.25BRegulatory AUM
3Advisory reps
33Employees
0Clients
n/aPlanning clients
2Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — SUPERSTATE ADVISERS LLC shrank from 5 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
70
April 2026 — SUPERSTATE ADVISERS LLC crossed $1B in regulatory AUM ($295.3M -> $1.25B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
August 2025 — SUPERSTATE ADVISERS LLC now reports custody of client assets ($295.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
August 2025 — SUPERSTATE ADVISERS LLC now reports 2 private fund(s) ($295.3M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
July 2025 — SUPERSTATE ADVISERS LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.