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STONERIDGE INVESTMENT PARTNERS

RADNOR, PA · CRD 109261 · IAPD ↗ · stoneridgeinvestments.com · 484-254-5400

$152.3MRegulatory AUM
6Advisory reps
10Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

50
September 2026 — STONERIDGE INVESTMENT PARTNERS (RADNOR, PA) left the SEC roster (was $152.3M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
35
April 2026 — STONERIDGE INVESTMENT PARTNERS reported RAUM down 47% ($286.2M -> $152.3M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
April 2024 — STONERIDGE INVESTMENT PARTNERS reported RAUM up 29% ($188.3M -> $243.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.