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EM ADVISOR

NEW YORK, NY · CRD 314402 · IAPD ↗ · 646-844-9918

$140.1MRegulatory AUM
10Advisory reps
21Employees
0Clients
n/aPlanning clients
53Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
June 2026 — EM ADVISOR (NEW YORK, NY) left the SEC roster (was $140.1M RAUM, 10 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
35
April 2026 — EM ADVISOR shrank from 13 to 10 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
30
April 2024 — EM ADVISOR reported RAUM down 56% ($339.7M -> $150.5M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.