← Tributary

ANCORA ADVISORS LLC

MAYFIELD HEIGHTS, OH · CRD 124674 · IAPD ↗ · 216-825-4000

$4.61BRegulatory AUM
27Advisory reps
46Employees
0Clients
0Planning clients
0Private funds
5States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — ANCORA ADVISORS LLC shrank from 33 to 27 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
70
April 2026 — ANCORA ADVISORS LLC now reports custody of client assets ($1.97B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.