← Tributary

M&A & valuation — July 2026

RIA acquirers, investment bankers, valuation firms, and lenders.

125 firms opened this window in the July 2026 SEC roster: 78 deregistered, 29 headcount down, 18 aum down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

65
MILL CREEK CAPITAL ADVISORS, LLC — (CONSHOHOCKEN, PA) left the SEC roster (was $10.47B RAUM, 29 reps). IAPD ↗
$10.47B RAUM · 29 reps · 610-941-7700
65
VECTORGLOBAL IAG, INC. — (MIAMI, FL) left the SEC roster (was $1.63B RAUM, 27 reps). IAPD ↗
$1.63B RAUM · 27 reps · 305-350-3350 · vectorglobaliag.com
65
WEALTHSPIRE ADVISORS — (MELVILLE, NY) left the SEC roster (was $4.36B RAUM, 21 reps). IAPD ↗
$4.36B RAUM · 21 reps · 631-227-3900
65
EFFICIENT ADVISORS — (location n/a) left the SEC roster (was $3.08B RAUM, 6 reps). IAPD ↗
$3.08B RAUM · 6 reps · 267-613-6250 · efficientadvisors.com
65
CAPITAL PLANNING ADVISORS LLC — (ROSEVILLE, CA) left the SEC roster (was $1.50B RAUM, 8 reps). IAPD ↗
$1.50B RAUM · 8 reps · 916-286-7650
65
JACKSON HOLE CAPITAL PARTNERS, LLC — (TULSA, OK) left the SEC roster (was $1.09B RAUM, 4 reps). IAPD ↗
$1.09B RAUM · 4 reps · 918-879-4698 · jacksonholepartners.com
65
VANTAGE FINANCIAL PARTNERS, LLC — (ELM GROVE, WI) left the SEC roster (was $1.02B RAUM, 12 reps). IAPD ↗
$1.02B RAUM · 12 reps · 262-439-8587 · vantagefinancialwi.com
63
THE H GROUP, INC. — (PORTLAND, OR) left the SEC roster (was $580.1M RAUM, 11 reps). IAPD ↗
$580.1M RAUM · 11 reps · 503-292-5853 · thehgroup.com
63
BEDELL FRAZIER INVESTMENT COUNSELLING, LLC. — (WALNUT CREEK, CA) left the SEC roster (was $872.2M RAUM, 9 reps). IAPD ↗
$872.2M RAUM · 9 reps · 925-932-0344
63
PERSONAL FINANCIAL MANAGEMENT — (CORONADO, CA) left the SEC roster (was $505.2M RAUM, 2 reps). IAPD ↗
$505.2M RAUM · 2 reps · 619-435-1600
63
CATALINA CAPITAL GROUP, LLC — (TORRANCE, CA) left the SEC roster (was $616.3M RAUM, 3 reps). IAPD ↗
$616.3M RAUM · 3 reps · 310-540-5544
63
SERVICE ACADEMY CAPITAL MANAGEMENT LLC — (DALLAS, TX) left the SEC roster (was $734.0M RAUM, 5 reps). IAPD ↗
$734.0M RAUM · 5 reps · 4248354147 · sacmgt.com
63
JAZZ WEALTH MANAGERS, INC. — (LARGO, FL) left the SEC roster (was $462.2M RAUM, 4 reps). IAPD ↗
$462.2M RAUM · 4 reps · 727.492.0314
63
THE H GROUP WASHINGTON, INC. — (PORTLAND, OR) left the SEC roster (was $256.5M RAUM, 6 reps). IAPD ↗
$256.5M RAUM · 6 reps · 425-827-6236
63
SAYBROOK WEALTH GROUP, INC. — (OLD SAYBROOK, CT) left the SEC roster (was $292.1M RAUM, 1 reps). IAPD ↗
$292.1M RAUM · 1 reps · (860) 388-2200 · saybrookwealth.com
60
DESMOND WEALTH MANAGEMENT, INC. — (WALNUT CREEK, CA) left the SEC roster (was $145.0M RAUM, 2 reps). IAPD ↗
$145.0M RAUM · 2 reps · (925) 932-1994 · desmondwealth.com
60
AZNAR FINANCIAL ADVISORS, LLC — (location n/a) left the SEC roster (was $169.6M RAUM, 1 reps). IAPD ↗
$169.6M RAUM · 1 reps · 973-540-8850 · aznaradvisors.com
60
WHALEN CAPITAL, INC. — (WAUSAU, WI) left the SEC roster (was $75.1M RAUM, 2 reps). IAPD ↗
$75.1M RAUM · 2 reps · 715-241-6935 · whalenfg.com
60
KALEEL INVESTMENT ADVISORS, LLC — (BOSTON, MA) left the SEC roster (was $145.4M RAUM, 2 reps). IAPD ↗
$145.4M RAUM · 2 reps · 617-338-8747 · kaleelcompany.com
60
PRINCE FINANCIAL ADVISORY LLC — (NEW YORK, NY) left the SEC roster (was $62.2M RAUM, 1 reps). IAPD ↗
$62.2M RAUM · 1 reps · 212-286-1372
60
GFP WEALTH MANAGEMENT — (THOUSAND OAKS, CA) left the SEC roster (was $196.7M RAUM, 1 reps). IAPD ↗
$196.7M RAUM · 1 reps · 805-494-8181 · goyettefinancial.com
60
ATHENAINVEST ADVISORS LLC — (GREENWOOD VILLAGE, CO) left the SEC roster (was $80.4M RAUM, 3 reps). IAPD ↗
$80.4M RAUM · 3 reps · (877) 430-5675
60
NORTH RIDGE — (BEAVERTON, OR) left the SEC roster (was $216.0M RAUM, 3 reps). IAPD ↗
$216.0M RAUM · 3 reps · 503-206-8784
60
ATLAS FINANCIAL ADVISORS, INC. — (OROVILLE, CA) left the SEC roster (was $46.9M RAUM, 2 reps). IAPD ↗
$46.9M RAUM · 2 reps · 530 589 2515 · stevenvanmetre.com
60
ARTHUR STEIN FINANCIAL, LLC — (BETHESDA, MD) left the SEC roster (was $141.2M RAUM, 3 reps). IAPD ↗
$141.2M RAUM · 3 reps · 301-377-9407 · arthursteinfinancial.com
60
SPRINGWATER WEALTH MANAGEMENT, LLC — (LAKE OSWEGO, OR) left the SEC roster (was $203.9M RAUM, 2 reps). IAPD ↗
$203.9M RAUM · 2 reps · 888-998-4796
60
BROWNING CAPITAL MANAGEMENT LLC — (location n/a) left the SEC roster (was $45.4M RAUM, 2 reps). IAPD ↗
$45.4M RAUM · 2 reps · 949-439-7457 · browningcm.com
60
ARBOR FINANCIAL — (ANN ARBOR, MI) left the SEC roster (was $214.7M RAUM, 2 reps). IAPD ↗
$214.7M RAUM · 2 reps · 734-761-6626 · arborfinancial.com
60
DBA SEASIDE FINANCIAL & INSURANCE SERVICES — (CARLSBAD, CA) left the SEC roster (was $81.2M RAUM, 4 reps). IAPD ↗
$81.2M RAUM · 4 reps · (760) 433-4632 · seasideadvisory.com
60
STERLING FINANCIAL GROUP, INC. — (PASADENA, CA) left the SEC roster (was $16.1M RAUM, 4 reps). IAPD ↗
$16.1M RAUM · 4 reps · (626) 440-9192 · sterlingfg.com
60
JRB CAPITAL MANAGEMENT — (STEAMBOAT SPRINGS, CO) left the SEC roster (was $13.2M RAUM, 1 reps). IAPD ↗
$13.2M RAUM · 1 reps · 650-644-5480
60
PURPOSE COMPREHENSIVE WEALTH MANAGEMENT, LLC — (location n/a) left the SEC roster (was $131.0M RAUM, 7 reps). IAPD ↗
$131.0M RAUM · 7 reps · 262-939-1488 · purposecwm.com
60
XO CAPITAL LLC — (location n/a) left the SEC roster (was $184.4M RAUM, 2 reps). IAPD ↗
$184.4M RAUM · 2 reps · 310-507-7957 · xocapital.team
60
TRUVIUS — (BOSTON, MA) left the SEC roster (was $190,000 RAUM, 2 reps). IAPD ↗
$190,000 RAUM · 2 reps · 617-518-5423 · truvius.io
60
RELENTLESS RETURNS — (MIAMI, FL) left the SEC roster (was $19,535 RAUM, 1 reps). IAPD ↗
$19,535 RAUM · 1 reps · 203-247-7072
60
NEXT STEP FINANCIAL PLANNING, LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 773-573-4569
60
PM WEALTH ADVISORS LLC — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 212-643-0099
60
GRACE ADVISORS LLC — (WILMINGTON, DE) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 0 reps). IAPD ↗
$0 RAUM · 0 reps · 212-540-4295 · grace.money
60
QUANT ALPHA LLC — (NEW YORK, NY) left the SEC roster (was $417 RAUM, 1 reps). IAPD ↗
$417 RAUM · 1 reps · 310 696 3287 · quantalpha.net
60
ORIZON ANALYTICS — (SHERIDAN, WY) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 307-300-2522 · orizonanalytics.io
60
BERCH CAPITAL LLC — (AUSTIN, TX) left the SEC roster — its 120-day provisional registration did not convert (was $6.6M RAUM, 2 reps). IAPD ↗
$6.6M RAUM · 2 reps · 512-426-8018 · berchcapital.com
60
KIN STEWARDS LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $3.4M RAUM, 1 reps). IAPD ↗
$3.4M RAUM · 1 reps · (747) 383-4282
55
L & S ADVISORS, INC — shrank from 15 to 9 advisory reps. IAPD ↗
$1.16B RAUM · 9 reps · 310-893-6060
55
NEW LEGACY GROUP, LLC — shrank from 8 to 6 advisory reps. IAPD ↗
$1.28B RAUM · 6 reps · (212) 616-8020
55
APELLA WEALTH — shrank from 93 to 88 advisory reps. IAPD ↗
$11.07B RAUM · 88 reps · 860.785.2260
55
PRIME CAPITAL FINANCIAL — shrank from 266 to 261 advisory reps. IAPD ↗
$39.14B RAUM · 261 reps · (800) 493-6226
53
NAMCOA — shrank from 12 to 8 advisory reps. IAPD ↗
$404.3M RAUM · 8 reps · (239) 593-5525 · infinitewealthadvisors.com
53
BITWISE INVESTMENT MANAGER, LLC — shrank from 8 to 6 advisory reps. IAPD ↗
$721.8M RAUM · 6 reps · 415-707-3663 · btopetf.com
50
CERCANO MANAGEMENT LLC — reported RAUM down 31% ($10.63B -> $7.28B). IAPD ↗
$7.28B RAUM · 25 reps · 425-371-7500 · cercanolp.com
50
COORDINATED CAPITAL SECURITIES, INC. — shrank from 20 to 15 advisory reps. IAPD ↗
$136.8M RAUM · 15 reps · 608-221-4545 · mdressmancpa.com
50
FREDRIC E. RUSSELL INVESTMENT MANAGEMENT CO. — shrank from 3 to 1 advisory reps. IAPD ↗
$137.5M RAUM · 1 reps · 918-743-5959 · ferimc.com
48
DESTINY WEALTH PARTNERS, LLC — reported RAUM down 37% ($1.50B -> $947.3M). IAPD ↗
$947.3M RAUM · 11 reps · 352.343.2700
45
WEALTHYX — reported RAUM down 100% ($68.8M -> $750). IAPD ↗
$750 RAUM · 1 reps · 973-271-6928 · fatesfinancial.com
45
FINANCIAL PLANNING SERVICES, INC. — reported RAUM down 86% ($145.0M -> $20.0M). IAPD ↗
$20.0M RAUM · 1 reps · 954-526-8339
55
VERUS ADVISORY, INC. — (SEATTLE, WA) left the SEC roster (was $19.43B RAUM, 83 reps). IAPD ↗institutional
$19.43B RAUM · 83 reps · 206-622-3700
55
FOCUSPOINT SOLUTIONS, INC. — (PORTLAND, OR) left the SEC roster (was $6.78B RAUM, 1 reps). IAPD ↗institutional
$6.78B RAUM · 1 reps · 503-445-1957 · focuspointsolutions.com
50
AILERON LTD — (BINGHAM FARMS, MI) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 248-792-9826 · aileronconsult.com
50
MESIROW ADVANCED STRATEGIES INC — (CHICAGO, IL) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗institutional
$0 RAUM · 0 reps · 312-595-7300 · mesirow.com
50
RGM CAPITAL, LLC — (NAPLES, FL) left the SEC roster (was $2.60B RAUM, 5 reps). IAPD ↗fund
$2.60B RAUM · 5 reps · 239-593-1280 · rgmcapital.com
50
QUADRANT REAL ESTATE ADVISORS LLC — (ALPHARETTA, GA) left the SEC roster (was $24.9M RAUM, 2 reps). IAPD ↗institutional
$24.9M RAUM · 2 reps · 4045582011 · quadrantrea.com
50
SECOR INVESTMENT ADVISORS, LP — (NEW YORK, NY) left the SEC roster (was $12.76B RAUM, 24 reps). IAPD ↗fund
$12.76B RAUM · 24 reps · 212-980-7350 · secor-am.com
50
WOLF POINT ASSET MANAGEMENT — (CHICAGO, IL) left the SEC roster (was $0 RAUM, 4 reps). IAPD ↗institutional
$0 RAUM · 4 reps · 312-995-1400
50
MOUNT STREET PORTFOLIO ADVISERS LLC — (NEW YORK, NY) left the SEC roster (was $18.6M RAUM, 1 reps). IAPD ↗institutional
$18.6M RAUM · 1 reps · 917-412-7824 · mountstreet.com
50
RITTER ALPHA, LP — (NEW YORK, NY) left the SEC roster (was $67.9M RAUM, 2 reps). IAPD ↗institutional
$67.9M RAUM · 2 reps · 203-945-7567
50
IRON TRIANGLE PARTNERS LP — (COS COB, CT) left the SEC roster (was $1.05B RAUM, 3 reps). IAPD ↗fund
$1.05B RAUM · 3 reps · 646-779-6380 · irontrianglepartners.com
50
NEBULA RESEARCH & DEVELOPMENT LLC — (location n/a) left the SEC roster (was $0 RAUM, 6 reps). IAPD ↗institutional
$0 RAUM · 6 reps · 646-547-1243 · nebularesearch.com
50
ARCTOS PARTNERS — (DALLAS, TX) left the SEC roster (was $18.22B RAUM, 70 reps). IAPD ↗fund
$18.22B RAUM · 70 reps · 972-918-3800
50
KILONOVA CAPITAL — (SAN FRANCISCO, CA) left the SEC roster (was $91.0M RAUM, 8 reps). IAPD ↗institutional
$91.0M RAUM · 8 reps · 650-800-3065 · kilonovacap.com
50
RYO CAPITAL PARTNERS LLC — (KEY BISCAYNE, FL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 646-395-3900
50
TAP CAPITAL LLC — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 212-229-6098 · usetap.com
50
ULTRA CAPITAL MANAGEMENT LLC — (SAN FRANCISCO, CA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 415-349-3488 · ultracm.com
50
PARC STREET ADVISORS — (SYOSSET, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 4 reps). IAPD ↗institutional
$0 RAUM · 4 reps · 516-588-0994 · parcstreetadvisors.com
48
SCIENS DIVERSIFIED MANAGERS LLC — (NEW YORK, NY) left the SEC roster (was $896.7M RAUM, 9 reps). IAPD ↗fund
$896.7M RAUM · 9 reps · 212-471-6100
48
CADEN CAPITAL PARTNERS, LP — (location n/a) left the SEC roster (was $340.0M RAUM, 1 reps). IAPD ↗fund
$340.0M RAUM · 1 reps · 424-426-5126
48
CORIGLIANO INVESTMENT ADVISERS, LLC — (RALEIGH, NC) left the SEC roster (was $495.5M RAUM, 4 reps). IAPD ↗fund
$495.5M RAUM · 4 reps · (919) 225-6496 · coriglianoenergy.com
45
STONETREE CAPITAL ADVISORS, LLC — (location n/a) left the SEC roster (was $22.0M RAUM, 2 reps). IAPD ↗fund
$22.0M RAUM · 2 reps · 847-948-0755 · stonetreemgt.com
45
HIGH ROAD CAPITAL PARTNERS, LLC — (location n/a) left the SEC roster (was $86.6M RAUM, 4 reps). IAPD ↗fund
$86.6M RAUM · 4 reps · 212-554-3266 · highroadcap.com
45
CANNON HILL INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster (was $24.2M RAUM, 14 reps). IAPD ↗fund
$24.2M RAUM · 14 reps · (212)-763-1440 · cannonhillcap.com
45
FACTORIAL PARTNERS, LLC — (MT. KISCO, NY) left the SEC roster (was $156.7M RAUM, 1 reps). IAPD ↗fund
$156.7M RAUM · 1 reps · 914-666-6830 · factorialpartnerslp.com
45
SAPPHIRE STAR CAPITAL LLC — (REDMOND, WA) left the SEC roster (was $142.2M RAUM, 2 reps). IAPD ↗fund
$142.2M RAUM · 2 reps · (425) 576-4083
45
BCK CAPITAL MANAGEMENT LP — (STAMFORD, CT) left the SEC roster (was $112.4M RAUM, 2 reps). IAPD ↗fund
$112.4M RAUM · 2 reps · 203-989-9660
45
HOUSE HANOVER LLC — (NORTH ANDOVER, MA) left the SEC roster (was $19.7M RAUM, 1 reps). IAPD ↗fund
$19.7M RAUM · 1 reps · 978-794-3366
45
CRITERION AFRICA PARTNERS — (BETHESDA, MD) left the SEC roster (was $85.9M RAUM, 7 reps). IAPD ↗fund
$85.9M RAUM · 7 reps · +27 73 222 2471 · criterionafrica.com
45
SILTSTONE CAPITAL, LLC — (HOUSTON, TX) left the SEC roster (was $77.0M RAUM, 8 reps). IAPD ↗fund
$77.0M RAUM · 8 reps · 713-375-9200
45
TRADITIONAL DIGITAL — (location n/a) left the SEC roster (was $74.5M RAUM, 1 reps). IAPD ↗fund
$74.5M RAUM · 1 reps · 770-286-9717
45
LUMENT INVESTMENT MANAGEMENT, LLC — shrank from 41 to 35 advisory reps. IAPD ↗institutional
$1.94B RAUM · 35 reps · 212-317-5700
40
MACQUARIE INFRASTRUCTURE PARTNERS — shrank from 122 to 112 advisory reps. IAPD ↗fund
$48.84B RAUM · 112 reps · 212-231-1000 · macquarie.com
40
MAM AMERICAS, INC. — shrank from 128 to 114 advisory reps. IAPD ↗fund
$4.27B RAUM · 114 reps · 212-231-1000
40
SB INVESTMENT ADVISERS (US) INC. — shrank from 111 to 67 advisory reps. IAPD ↗fund
$53.47B RAUM · 67 reps · 650-562-8211 · visionfund.com
40
ACRUENCE CAPITAL, LLC — shrank from 3 to 1 advisory reps. IAPD ↗institutional
$37.4M RAUM · 1 reps · 833-653-6400 · acruence.com
38
JAGUAR GROWTH ASSET MANAGEMENT, LLC — shrank from 8 to 4 advisory reps. IAPD ↗fund
$313.1M RAUM · 4 reps · 646-663-4950 · jaguargrowth.com
38
COINFUND MANAGEMENT LLC — shrank from 15 to 8 advisory reps. IAPD ↗fund
$766.0M RAUM · 8 reps · 646-934-6177
35
TETRAGON PARTNERS L.P. — reported RAUM down 50% ($12.89B -> $6.40B). IAPD ↗fund
$6.40B RAUM · 48 reps · 212-359-7300
35
ACRUENCE CAPITAL, LLC — reported RAUM down 67% ($112.9M -> $37.4M). IAPD ↗institutional
$37.4M RAUM · 1 reps · 833-653-6400 · acruence.com
35
UNIFI ASSET MANAGEMENT LP — reported RAUM down 41% ($4.30B -> $2.54B). IAPD ↗fund
$2.54B RAUM · 6 reps · 212-351-5601
35
WESTERN ASSET MANAGEMENT COMPANY LTD — (CHIYODA-KU, TOKYO, Japan) left the SEC roster (was $2.58B RAUM, 3 reps). IAPD ↗foreign
$2.58B RAUM · 3 reps · 011-81-3-4520-4300
35
BANDHAN AMC LIMITED — (MUMBAI, India) left the SEC roster (was $20.59B RAUM, 42 reps). IAPD ↗foreign
$20.59B RAUM · 42 reps · 22-6628-9999 EXTN: 22737 · bandhanamc.com
35
SAND GROVE CAPITAL MANAGEMENT LLP — (LONDON, United Kingdom) left the SEC roster (was $2.35B RAUM, 9 reps). IAPD ↗foreign
$2.35B RAUM · 9 reps · 44 20 3770 8610 · sandgrovecapital.com
35
ARKHOUSE — shrank from 6 to 4 advisory reps. IAPD ↗fund
$122.9M RAUM · 4 reps · 212-465-1301 · arkhousefund.com
30
TRINETRA INVESTMENT MANAGEMENT LLP — (LONDON, United Kingdom) left the SEC roster (was $241.1M RAUM, 5 reps). IAPD ↗foreign
$241.1M RAUM · 5 reps · +44 20 3908 8900 · trinetra-im.com
30
TOTUS ALPHA MANAGEMENT PTY LTD — (SYDNEY, NSW, Australia) left the SEC roster (was $177.6M RAUM, 3 reps). IAPD ↗foreign
$177.6M RAUM · 3 reps · 61-2-80729945
25
AROHI ASSET MANAGEMENT PTE LTD. — shrank from 11 to 8 advisory reps. IAPD ↗foreign
$1.05B RAUM · 8 reps · (65) 6535 6171 · arohi.com
25
AMOVA ASSET MANAGEMENT ASIA LIMITED — shrank from 76 to 65 advisory reps. IAPD ↗foreign
$14.23B RAUM · 65 reps · 65-6500-5700
25
AHL PARTNERS LLP — shrank from 131 to 113 advisory reps. IAPD ↗foreign
$68.02B RAUM · 113 reps · +44 20 7144 1000 · man.com
25
LANSDOWNE PARTNERS (UK) LLP — shrank from 18 to 14 advisory reps. IAPD ↗foreign
$10.30B RAUM · 14 reps · 44-20-7290-5500 · lansdownepartners.com
25
BOUSSARD & GAVAUDAN INVESTMENT MANAGEMENT LLP — shrank from 10 to 4 advisory reps. IAPD ↗foreign
$3.68B RAUM · 4 reps · +44-203-751-5400 · boussard-gavaudan.com
25
MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED — shrank from 73 to 61 advisory reps. IAPD ↗foreign
$187.35B RAUM · 61 reps · 612 8232 3333 · macquarie.com
25
HOLLYPORT CAPITAL LLP — shrank from 65 to 56 advisory reps. IAPD ↗foreign
$12.20B RAUM · 56 reps · +44 207 478 3970 · hollyportcapital.com
25
RUFFER LLP — shrank from 42 to 35 advisory reps. IAPD ↗foreign
$24.87B RAUM · 35 reps · 00 44 20 7963 8100 · ruffer.co.uk
25
ICICI ASSET MANAGEMENT — shrank from 6 to 3 advisory reps. IAPD ↗foreign
$117.06B RAUM · 3 reps · +91 22 2652 5000
23
HIGHCLERE INTERNATIONAL INVESTORS — shrank from 9 to 7 advisory reps. IAPD ↗foreign
$742.3M RAUM · 7 reps · +44 207-258-9830 · highclereinvestors.com
23
MARCELLUS INVESTMENT MANAGERS PRIVATE LIMITED — shrank from 32 to 23 advisory reps. IAPD ↗foreign
$315.2M RAUM · 23 reps · 0806-9199-400 · marcellus-us.com
23
BUOYANT CAPITAL PRIVATE LIMITED — shrank from 51 to 11 advisory reps. IAPD ↗foreign
$924.8M RAUM · 11 reps · +91 22 6931 9912 · buoyantcap.com
20
FUNDSMITH, LLP — reported RAUM down 40% ($30.59B -> $18.51B). IAPD ↗foreign
$18.51B RAUM · 5 reps · 44 20 3551 6337 · fundsmith.mu
20
FUNDSMITH INVESTMENT SERVICES LIMITED — reported RAUM down 39% ($40.03B -> $24.58B). IAPD ↗foreign
$24.58B RAUM · 2 reps · 00 230 483 3015
20
LEGACY PRIVATE CLIENT SERVICES — shrank from 3 to 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 514-782-5966 · legacyprivateclientservices.com
18
HIGHCLERE INTERNATIONAL INVESTORS — reported RAUM down 42% ($1.28B -> $742.3M). IAPD ↗foreign
$742.3M RAUM · 7 reps · +44 207-258-9830 · highclereinvestors.com
18
HERONBRIDGE — reported RAUM down 31% ($1.35B -> $935.3M). IAPD ↗foreign
$935.3M RAUM · 4 reps · 011-441225 328300 · heronbridge.com
18
KESTREL PARTNERS LLP — reported RAUM down 27% ($399.7M -> $291.0M). IAPD ↗foreign
$291.0M RAUM · 5 reps · +44 203 371 6100
18
TAVIRA FINANCIAL — reported RAUM down 60% ($764.2M -> $305.9M). IAPD ↗foreign
$305.9M RAUM · 17 reps · 44 0207 100 5100
18
BAYFOREST — reported RAUM down 56% ($722.2M -> $318.1M). IAPD ↗foreign
$318.1M RAUM · 9 reps · +442039685227 · bayforest.ai
18
MARCELLUS INVESTMENT MANAGERS PRIVATE LIMITED — reported RAUM down 48% ($603.4M -> $315.2M). IAPD ↗foreign
$315.2M RAUM · 23 reps · 0806-9199-400 · marcellus-us.com
15
OLD BRIDGE CAPITAL MANAGEMENT PRIVATE LIMITED — reported RAUM down 26% ($301.6M -> $224.4M). IAPD ↗foreign
$224.4M RAUM · 3 reps · 91-22-69459999 · oldbridgecapital.com
15
ATLAS SQUARE PARTNERS(HK) LIMITED — reported RAUM down 100% ($158.6M -> $2). IAPD ↗foreign
$2 RAUM · 1 reps · +85266097626
15
CHANAKYA CAPITAL PARTNERS IFSC LLP — reported RAUM down 30% ($27.1M -> $19.0M). IAPD ↗foreign
$19.0M RAUM · 3 reps · 91-9428205544

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.