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UNIFI ASSET MANAGEMENT LP

NEW YORK, NY · CRD 330942 · IAPD ↗ · 212-351-5601

$2.54BRegulatory AUM
6Advisory reps
16Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

35
July 2026 — UNIFI ASSET MANAGEMENT LP reported RAUM down 41% ($4.30B -> $2.54B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
April 2026 — UNIFI ASSET MANAGEMENT LP now reports custody of client assets ($3.13B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
57
April 2026 — UNIFI ASSET MANAGEMENT LP grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
April 2026 — UNIFI ASSET MANAGEMENT LP now reports 1 private fund(s) ($1.56B gross).
Firm reports private funds for the first time.
Fund administrationCompliance
70
April 2026 — UNIFI ASSET MANAGEMENT LP crossed $1B in regulatory AUM ($120.0M -> $4.30B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
60
January 2025 — UNIFI ASSET MANAGEMENT LP's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
85
September 2024 — UNIFI ASSET MANAGEMENT LP (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.