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ARTHUR STEIN FINANCIAL, LLC

BETHESDA, MD · CRD 160627 · IAPD ↗ · arthursteinfinancial.com · 301-377-9407

$141.2MRegulatory AUM
3Advisory reps
3Employees
0Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
July 2026 — ARTHUR STEIN FINANCIAL, LLC (BETHESDA, MD) left the SEC roster (was $141.2M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
64
April 2025 — ARTHUR STEIN FINANCIAL, LLC reports 51-100 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
October 2024 — ARTHUR STEIN FINANCIAL, LLC (BETHESDA, MD) is newly SEC-registered with $109.7M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.