NORTH RIDGE

BEAVERTON, OR · CRD 157516 · IAPD ↗ · 503-206-8784

$216.0MRegulatory AUM

3Advisory reps

3Employees

0Clients

101-250Planning clients

0Private funds

4States

0Disclosures

wealthSegment

ApprovedSEC status

Filing changes

July 2026 — NORTH RIDGE (BEAVERTON, OR) left the SEC roster (was $216.0M RAUM, 3 reps).

Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.

Recruiting & transitionsM&A & valuation

March 2026 — NORTH RIDGE added office(s): 0 -> 1 additional locations.

Count of additional offices increased.

Office IT & facilitiesCRMRecruiting & transitions

March 2026 — NORTH RIDGE now reports custody of client assets ($63.7M).

Firm now reports custody of client assets — surprise exams and controls follow.

ComplianceCustodian

March 2026 — NORTH RIDGE reports 101-250 financial-planning clients, up from 0.

Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.

Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.