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NEW LEGACY GROUP, LLC

NEW YORK, NY · CRD 160969 · IAPD ↗ · (212) 616-8020

$1.28BRegulatory AUM
6Advisory reps
17Employees
0Clients
n/aPlanning clients
29Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
July 2026 — NEW LEGACY GROUP, LLC shrank from 8 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
85
April 2026 — NEW LEGACY GROUP, LLC crossed $1B in regulatory AUM ($707.9M -> $1.28B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
70
April 2025 — NEW LEGACY GROUP, LLC crossed $500M in regulatory AUM ($444.6M -> $707.9M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.