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FREDRIC E. RUSSELL INVESTMENT MANAGEMENT CO.

TULSA, OK · CRD 108886 · IAPD ↗ · ferimc.com · 918-743-5959

$137.5MRegulatory AUM
1Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

46
July 2026 — FREDRIC E. RUSSELL INVESTMENT MANAGEMENT CO. notice-filed in CO, NY, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
July 2026 — FREDRIC E. RUSSELL INVESTMENT MANAGEMENT CO. shrank from 3 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.