← Tributary

WESTERN ASSET MANAGEMENT COMPANY LTD

CHIYODA-KU, TOKYO, Japan · CRD 143388 · IAPD ↗ · 011-81-3-4520-4300

$2.58BRegulatory AUM
3Advisory reps
6Employees
0Clients
n/aPlanning clients
0Private funds
0States
5Disclosures
foreignSegment
ApprovedSEC status

Filing changes

35
July 2026 — WESTERN ASSET MANAGEMENT COMPANY LTD (CHIYODA-KU, TOKYO, Japan) left the SEC roster (was $2.58B RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
25
January 2026 — WESTERN ASSET MANAGEMENT COMPANY LTD's Item 11 disclosure-reporting entries rose by 5 (0 -> 5).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
25
January 2025 — WESTERN ASSET MANAGEMENT COMPANY LTD shrank from 6 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.