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LUMENT INVESTMENT MANAGEMENT, LLC

NEW YORK, NY · CRD 306487 · IAPD ↗ · 212-317-5700

$1.94BRegulatory AUM
35Advisory reps
447Employees
0Clients
n/aPlanning clients
0Private funds
3States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

45
July 2026 — LUMENT INVESTMENT MANAGEMENT, LLC shrank from 41 to 35 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
July 2024 — LUMENT INVESTMENT MANAGEMENT, LLC shrank from 53 to 42 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.