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M&A & valuation — June 2026

RIA acquirers, investment bankers, valuation firms, and lenders.

69 firms opened this window in the June 2026 SEC roster: 57 deregistered, 10 aum down, 2 headcount down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

65
GFP PRIVATE WEALTH — (CLEVELAND, OH) left the SEC roster (was $1.35B RAUM, 18 reps). IAPD ↗
$1.35B RAUM · 18 reps · 833-309-9900
65
MORETON ASSET MANAGEMENT, LLC — (FARMINGTON, UT) left the SEC roster (was $4.71B RAUM, 5 reps). IAPD ↗
$4.71B RAUM · 5 reps · 801-869-4200 · moretonadvisors.com
65
EVANSON ASSET MANAGEMENT, LLC — (location n/a) left the SEC roster (was $5.91B RAUM, 4 reps). IAPD ↗
$5.91B RAUM · 4 reps · 831-333-2060 · evansonasset.com
65
TRUWEALTH ADVISORS, LLC — (METAIRIE, LA) left the SEC roster (was $3.05B RAUM, 14 reps). IAPD ↗
$3.05B RAUM · 14 reps · 504-779-7799
65
BROOKLYN INVESTMENT GROUP, LLC — (NEW YORK, NY) left the SEC roster (was $3.98B RAUM, 9 reps). IAPD ↗
$3.98B RAUM · 9 reps · 617-319-7229
63
ARCADIA INVESTMENT MANAGEMENT CORP — (KALAMAZOO, MI) left the SEC roster (was $697.3M RAUM, 3 reps). IAPD ↗
$697.3M RAUM · 3 reps · 269/349-0800 · arcimc.com
63
FINANCIAL CONNECTIONS GROUP, INC. — (LARKSPUR, CA) left the SEC roster (was $624.6M RAUM, 3 reps). IAPD ↗
$624.6M RAUM · 3 reps · 415-924-1091
63
PERRITT CAPITAL MANAGEMENT INC — (CHICAGO, IL) left the SEC roster (was $279.8M RAUM, 3 reps). IAPD ↗
$279.8M RAUM · 3 reps · 312-669-1650
63
MARIN FINANCIAL ADVISORS LLC — (LARKSPUR, CA) left the SEC roster (was $388.8M RAUM, 1 reps). IAPD ↗
$388.8M RAUM · 1 reps · 415-925-1212 · marinfa.com
63
MARMO FINANCIAL GROUP, LLC — (JOHNSON CITY, TN) left the SEC roster (was $295.2M RAUM, 3 reps). IAPD ↗
$295.2M RAUM · 3 reps · 423-282-0514
63
COORDINATED FINANCIAL SERVICES, INC. — (DENVER, CO) left the SEC roster (was $427.3M RAUM, 3 reps). IAPD ↗
$427.3M RAUM · 3 reps · 303-770-5401 · lifetime-capital.com
63
LAKE TAHOE WEALTH MANAGEMENT, INC. — (FOLSOM, CA) left the SEC roster (was $301.9M RAUM, 3 reps). IAPD ↗
$301.9M RAUM · 3 reps · 855-515-5896 · laketahoewealthmanagement.org
63
FULLCIRCLE WEALTH LLC — (MCKINNEY, TX) left the SEC roster (was $257.4M RAUM, 2 reps). IAPD ↗
$257.4M RAUM · 2 reps · 972-480-6200
63
FRG FAMILY WEALTH ADVISORS — (BELLEVUE, WA) left the SEC roster (was $833.7M RAUM, 2 reps). IAPD ↗
$833.7M RAUM · 2 reps · 425-453-4122 · frgwealth.com
63
SWMG HOLDINGS, LLC — (ATLANTA, GA) left the SEC roster (was $428.5M RAUM, 4 reps). IAPD ↗
$428.5M RAUM · 4 reps · 678-932-2500
63
QUESTMONT VIRTUAL FAMILY OFFICE, LLC — (TAMPA, FL) left the SEC roster (was $435.6M RAUM, 4 reps). IAPD ↗
$435.6M RAUM · 4 reps · 813-212-1701 · questmont.com
60
TAGLICH BROTHERS, INC. — (COLD SPRING HARBOR, NY) left the SEC roster (was $37.7M RAUM, 2 reps). IAPD ↗
$37.7M RAUM · 2 reps · 631-757-1500 · taglichbrothers.com
60
CFO CAPITAL MANAGEMENT, LLC — (FAIRFIELD, CT) left the SEC roster (was $243.9M RAUM, 4 reps). IAPD ↗
$243.9M RAUM · 4 reps · 203-221-0202 · cruicefinancial.com
60
INTEGRATED INVESTMENT STRATEGIES,INC. — (CARMEL, IN) left the SEC roster (was $104.5M RAUM, 3 reps). IAPD ↗
$104.5M RAUM · 3 reps · 317-843-5577 · integratedinvestments.com
60
FENWAY FINANCIAL ADVISORS, LLC — (ARLINGTON, VA) left the SEC roster (was $247.7M RAUM, 2 reps). IAPD ↗
$247.7M RAUM · 2 reps · 617-704-7805
60
NBW CAPITAL LLC — (BOSTON, MA) left the SEC roster (was $0 RAUM, 3 reps). IAPD ↗
$0 RAUM · 3 reps · 617-482-2222
60
ROUNDANGLE ADVISORS LLC — (RED BANK, NJ) left the SEC roster (was $215.5M RAUM, 2 reps). IAPD ↗
$215.5M RAUM · 2 reps · 732-889-3774
60
MILESTONE WEALTH — (GREENVILLE, NC) left the SEC roster (was $221.5M RAUM, 3 reps). IAPD ↗
$221.5M RAUM · 3 reps · 252-756-7005 · milestonewealthusa.com
60
ORBA WEALTH ADVISORS, LLC — (CHICAGO, IL) left the SEC roster (was $136.9M RAUM, 16 reps). IAPD ↗
$136.9M RAUM · 16 reps · (312) 670-6262
60
BRAINS INVESTMENTS, LLC — (location n/a) left the SEC roster (was $2 RAUM, 1 reps). IAPD ↗
$2 RAUM · 1 reps · 571-344-2032 · brains.com
60
AUSTIN PRIVATE WEALTH, LLC — (AUSTIN, TX) left the SEC roster (was $0 RAUM, 20 reps). IAPD ↗
$0 RAUM · 20 reps · (512) 886-4114
60
EXOS ASSET MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $1.9M RAUM, 11 reps). IAPD ↗
$1.9M RAUM · 11 reps · (646) 814-0996 · exosfinancial.com
60
STRATEGIC ADVOCATES, LLC — (SACRAMENTO, CA) left the SEC roster (was $33.7M RAUM, 3 reps). IAPD ↗
$33.7M RAUM · 3 reps · (888)247-7753
60
PARADIGM INSTITUTIONAL INVESTORS — (DALLAS, TX) left the SEC roster (was $189.5M RAUM, 1 reps). IAPD ↗
$189.5M RAUM · 1 reps · 216-505-0835 · paradigmii.com
60
STOCKPILE INVESTMENT ADVISORS, INC. — (SAN FRANCISCO, CA) left the SEC roster (was $562,222 RAUM, 2 reps). IAPD ↗
$562,222 RAUM · 2 reps · (877) 374-2584 · stockpile.com
60
REID FINANCIAL INC — (BROOKLYN, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 347-954-0544
60
SKYVIEW PINNACLE — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $10.5M RAUM, 3 reps). IAPD ↗
$10.5M RAUM · 3 reps · 656-245-3491 · skyviewpinnacle.com
60
STRUCTURE WEALTH PARTNERS LLC — (ORLANDO, FL) left the SEC roster — its 120-day provisional registration did not convert (was $68.2M RAUM, 1 reps). IAPD ↗
$68.2M RAUM · 1 reps · 407-739-5094 · structurewealth.com
60
TWENTY-FIVE CAPITAL PARTNERS — (NEWPORT BEACH, CA) left the SEC roster — its 120-day provisional registration did not convert (was $54.6M RAUM, 3 reps). IAPD ↗
$54.6M RAUM · 3 reps · 9498492992 · twenty-fivecapital.com
60
PARKSIDE FAMILY OFFICE LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $52.4M RAUM, 1 reps). IAPD ↗
$52.4M RAUM · 1 reps · 425-238-4356 · parksidefamilyoffice.com
60
MANEY WEALTH — (SAN FRANCISCO, CA) left the SEC roster — its 120-day provisional registration did not convert (was $9.4M RAUM, 1 reps). IAPD ↗
$9.4M RAUM · 1 reps · 303-589-6050 · maneywealth.com
55
EPOCH INVESTMENT PARTNERS, INC. — shrank from 130 to 91 advisory reps. IAPD ↗
$29.73B RAUM · 91 reps · 212-303-7200 · tdassetmanagement.com
50
GUSTO INVESTMENT SERVICES, LLC — reported RAUM down 27% ($16.49B -> $12.01B). IAPD ↗
$12.01B RAUM · 2 reps · (888) 228-3491 · retirement.gusto.com
48
UNIPLAN INVESTMENT COUNSEL, INC. — reported RAUM down 68% ($1.04B -> $330.5M). IAPD ↗
$330.5M RAUM · 10 reps · 262-534-3000
45
JRB CAPITAL MANAGEMENT — reported RAUM down 73% ($48.2M -> $13.2M). IAPD ↗
$13.2M RAUM · 1 reps · 650-644-5480
45
REDMONT WEALTH — reported RAUM down 98% ($260.0M -> $4.8M). IAPD ↗
$4.8M RAUM · 1 reps · 312-848-1136
45
CORNERSTONE ADVISORS LLC — reported RAUM down 97% ($276.9M -> $7.2M). IAPD ↗
$7.2M RAUM · 7 reps · 501-943-7132
45
FIDUCIARY CAPITAL MANAGEMENT LLC — reported RAUM down 63% ($142.5M -> $52.5M). IAPD ↗
$52.5M RAUM · 6 reps · 503 515 1313 · fiduciarycm.com
50
EXCORDE CAPITAL LLC — (CONSHOHOCKEN, PA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 19 reps). IAPD ↗institutional
$0 RAUM · 19 reps · 6106202440 · excordecapital.com
50
BLUE WATER VENTURE MANAGEMENT, LLC — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 321-365-4544
50
TILLMAN INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 8 reps). IAPD ↗institutional
$0 RAUM · 8 reps · 212-706-1677
50
ITC ADVISORY SERVICES, LLC — (IRVINE, CA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 5 reps). IAPD ↗institutional
$0 RAUM · 5 reps · (818) 629-2636
50
CONSTITUTION CAPITAL HORIZON ADVISOR, LP — (ANDOVER, MA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 25 reps). IAPD ↗institutional
$0 RAUM · 25 reps · 978-749-9600
45
YOST CAPITAL MANAGEMENT, LP — (HOUSTON, TX) left the SEC roster (was $189.3M RAUM, 4 reps). IAPD ↗fund
$189.3M RAUM · 4 reps · 817.350.6333 · yostfunds.com
45
MAKAIRA PARTNERS, LLC — (LA JOLLA, CA) left the SEC roster (was $209.8M RAUM, 3 reps). IAPD ↗fund
$209.8M RAUM · 3 reps · 858-626-2929 · makairapartners.com
45
HGI CAPITAL MANAGEMENT, LLC. — (NEW YORK, NY) left the SEC roster (was $41.6M RAUM, 7 reps). IAPD ↗fund
$41.6M RAUM · 7 reps · 212-644-0515
45
STRUCK CAPITAL MANAGEMENT LLC — (SANTA MONICA, CA) left the SEC roster (was $84.9M RAUM, 3 reps). IAPD ↗fund
$84.9M RAUM · 3 reps · 561-289-0486 · struckcapital.com
45
WINTHROP CAPITAL ADVISORS, LLC — (BOSTON, MA) left the SEC roster (was $82.4M RAUM, 2 reps). IAPD ↗fund
$82.4M RAUM · 2 reps · 617-570-4600
45
SCHECHTER PRIVATE CAPITAL, LLC — (BIRMINGHAM, MI) left the SEC roster (was $171.7M RAUM, 3 reps). IAPD ↗fund
$171.7M RAUM · 3 reps · 248-731-9500 · schechterwealth.com
45
ALPINE PEAKS CAPITAL, LP — (NEW YORK, NY) left the SEC roster (was $137.3M RAUM, 2 reps). IAPD ↗fund
$137.3M RAUM · 2 reps · 347-990-2940 · alpinepeakscapital.com
45
EM ADVISOR — (NEW YORK, NY) left the SEC roster (was $140.1M RAUM, 10 reps). IAPD ↗fund
$140.1M RAUM · 10 reps · 646-844-9918
45
STOCKWELL VENTURES, LLC — (NEW YORK, NY) left the SEC roster (was $30.0M RAUM, 5 reps). IAPD ↗fund
$30.0M RAUM · 5 reps · 212-257-5757
45
3 MANAGEMENT CO, LLC — (SAN FRANCISCO, CA) left the SEC roster (was $88.6M RAUM, 1 reps). IAPD ↗fund
$88.6M RAUM · 1 reps · 415-615-5000
40
BREAKWALL INVESTMENT ADVISOR LLC — shrank from 8 to 6 advisory reps. IAPD ↗fund
$3.52B RAUM · 6 reps · 516-363-2004 · breakwallcap.com
33
FORUM CAPITAL ADVISORS LLC — reported RAUM down 39% ($1.33B -> $815.2M). IAPD ↗fund
$815.2M RAUM · 29 reps · 303-501-8860 · forumcapadvisors.com
33
MILITIA CAPITAL MANAGEMENT, LLC — reported RAUM down 35% ($1.48B -> $958.6M). IAPD ↗fund
$958.6M RAUM · 5 reps · 1-213-444-9705 · militiacapital.com
30
MGM INNOVA CAP MANAGEMENT LLC — reported RAUM down 40% ($129.1M -> $78.0M). IAPD ↗fund
$78.0M RAUM · 6 reps · +1.786.437.2335 X180
30
UNITAS CAPITAL — (HONG KONG, China) left the SEC roster (was $53.5M RAUM, 2 reps). IAPD ↗foreign
$53.5M RAUM · 2 reps · (852) 2533 1818 · unitascapital.com
30
UNITAS CAPITAL — (HONG KONG, China) left the SEC roster (was $53.5M RAUM, 3 reps). IAPD ↗foreign
$53.5M RAUM · 3 reps · (852) 2533 1818 · unitascapital.com
30
SUPERFUND ADVISORS, INC. — (ST. GEORGE, Grenada) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗foreign
$0 RAUM · 0 reps · 1-473-439-6704
30
ALPSTONE CAPITAL (SUISSE) S.A. — (GENEVE, Switzerland) left the SEC roster (was $199.0M RAUM, 5 reps). IAPD ↗foreign
$199.0M RAUM · 5 reps · 0041223179761 · alpstonecapital.com
30
TANCOOK INVESTMENT MANAGEMENT LIMITED — (TORONTO, ONTARIO, Canada) left the SEC roster (was $27.5M RAUM, 4 reps). IAPD ↗foreign
$27.5M RAUM · 4 reps · (647) 338-1915 · tancookinvestment.com
30
GINSLER WEALTH MANAGEMENT INC. — (TORONTO, ONTARIO, Canada) left the SEC roster (was $215.5M RAUM, 3 reps). IAPD ↗foreign
$215.5M RAUM · 3 reps · 416-635-7159 · ginslerwealth.com
20
BRISTOL GATE CAPITAL PARTNERS INC. — reported RAUM down 27% ($2.08B -> $1.51B). IAPD ↗foreign
$1.51B RAUM · 12 reps · 416-921-7076

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.