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MILITIA CAPITAL MANAGEMENT, LLC

AUSTIN, TX · CRD 335763 · IAPD ↗ · militiacapital.com · 1-213-444-9705

$958.6MRegulatory AUM
5Advisory reps
7Employees
0Clients
n/aPlanning clients
1Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

33
June 2026 — MILITIA CAPITAL MANAGEMENT, LLC reported RAUM down 35% ($1.48B -> $958.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
32
April 2026 — MILITIA CAPITAL MANAGEMENT, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
35
April 2026 — MILITIA CAPITAL MANAGEMENT, LLC moved its main office from LAS VEGAS, NV to AUSTIN, TX.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
40
April 2026 — MILITIA CAPITAL MANAGEMENT, LLC added office(s): 0 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2026 — MILITIA CAPITAL MANAGEMENT, LLC now reports custody of client assets ($1.48B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
59
April 2026 — MILITIA CAPITAL MANAGEMENT, LLC grew from 1 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2026 — MILITIA CAPITAL MANAGEMENT, LLC crossed $1B in regulatory AUM ($370.2M -> $1.48B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
83
May 2025 — MILITIA CAPITAL MANAGEMENT, LLC (LAS VEGAS, NV) is newly SEC-registered with $370.2M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.