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MORETON ASSET MANAGEMENT, LLC

FARMINGTON, UT · CRD 133417 · IAPD ↗ · moretonadvisors.com · 801-869-4200

$4.71BRegulatory AUM
5Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
June 2026 — MORETON ASSET MANAGEMENT, LLC (FARMINGTON, UT) left the SEC roster (was $4.71B RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.