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UNITAS CAPITAL

HONG KONG, China · CRD 163943 · IAPD ↗ · unitascapital.com · (852) 2533 1818

$53.5MRegulatory AUM
3Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
1States
1Disclosures
foreignSegment
ApprovedSEC status

Filing changes

30
June 2026 — UNITAS CAPITAL (HONG KONG, China) left the SEC roster (was $53.5M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
15
April 2026 — UNITAS CAPITAL reported RAUM down 68% ($168.4M -> $53.5M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
20
April 2026 — UNITAS CAPITAL's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.