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EXOS ASSET MANAGEMENT LLC

NEW YORK, NY · CRD 305706 · IAPD ↗ · (646) 814-0996

$682,181Regulatory AUM
8Advisory reps
25Employees
3Clients
n/aPlanning clients
2Private funds
0States
1Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

95
October 2026 — EXOS ASSET MANAGEMENT LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $682,181 RAUM and 8 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
60
June 2026 — EXOS ASSET MANAGEMENT LLC (NEW YORK, NY) left the SEC roster (was $1.9M RAUM, 11 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
March 2026 — EXOS ASSET MANAGEMENT LLC reported RAUM down 98% ($99.5M -> $1.9M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
30
March 2025 — EXOS ASSET MANAGEMENT LLC reported RAUM down 44% ($177.6M -> $99.5M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
March 2025 — EXOS ASSET MANAGEMENT LLC grew from 7 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
30
March 2024 — EXOS ASSET MANAGEMENT LLC reported RAUM down 77% ($886.4M -> $205.7M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
35
March 2024 — EXOS ASSET MANAGEMENT LLC shrank from 11 to 7 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.