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M&A & valuation — August 2025

RIA acquirers, investment bankers, valuation firms, and lenders.

88 firms opened this window in the August 2025 SEC roster: 68 deregistered, 13 headcount down, 7 aum down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

65
ASI WEALTH MANAGEMENT & CONSULTING SERVICES — (BEND, OR) left the SEC roster (was $1.73B RAUM, 7 reps). IAPD ↗
$1.73B RAUM · 7 reps · 541-617-0898
65
TAURUS ASSET MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster (was $1.40B RAUM, 2 reps). IAPD ↗
$1.40B RAUM · 2 reps · 212-457-9922 · taurusassetmanagement.com; https
65
MARCUM WEALTH, LLC — (CLEVELAND, OH) left the SEC roster (was $2.97B RAUM, 38 reps). IAPD ↗
$2.97B RAUM · 38 reps · 440-459-5900 · operationveteranfinance.org
65
RAPPAPORT REICHES CAPITAL MANAGEMENT, — (SKOKIE, IL) left the SEC roster (was $1.13B RAUM, 13 reps). IAPD ↗
$1.13B RAUM · 13 reps · 847-832-0030 · rrcapital.com
65
IC ADVISORY SERVICES, INC. — (BEDMINSTER, NJ) left the SEC roster (was $2.06B RAUM, 198 reps). IAPD ↗
$2.06B RAUM · 198 reps · 908-707-4422
65
EL CAPITAN ADVISORS — (SANTA BARBARA, CA) left the SEC roster (was $7.43B RAUM, 1 reps). IAPD ↗
$7.43B RAUM · 1 reps · (833) 463-5227 · elcapitanadvisors.com
65
CAROLINAS WEALTH CONSULTING LLC — (CHARLOTTE, NC) left the SEC roster (was $1.45B RAUM, 10 reps). IAPD ↗
$1.45B RAUM · 10 reps · 704-643-2455 · carolinasinvest.com
63
CUTTER & COMPANY, INC. — (BALLWIN, MO) left the SEC roster (was $937.0M RAUM, 38 reps). IAPD ↗
$937.0M RAUM · 38 reps · 636-537-8770 · mcfcapitalmanagement.com
63
JENTNER WEALTH MANAGEMENT — (AKRON, OH) left the SEC roster (was $575.1M RAUM, 5 reps). IAPD ↗
$575.1M RAUM · 5 reps · 330-668-1000
63
BLUE OAK CAPITAL LLC — (MENLO PARK, CA) left the SEC roster (was $285.4M RAUM, 1 reps). IAPD ↗
$285.4M RAUM · 1 reps · 650-251-9595 · blueoak.net
63
EFFICIENT FRONTIER ADVISORS LLC — (location n/a) left the SEC roster (was $419.3M RAUM, 3 reps). IAPD ↗
$419.3M RAUM · 3 reps · 860-974-0888 · efficientfrontier.com
63
MARYLAND FINANCIAL GROUP, INC. — (location n/a) left the SEC roster (was $880.3M RAUM, 37 reps). IAPD ↗
$880.3M RAUM · 37 reps · 301-251-8550 · tmg-llc.net
63
PARKSIDE ADVISORS LLC — (BERKELEY, CA) left the SEC roster (was $746.5M RAUM, 4 reps). IAPD ↗
$746.5M RAUM · 4 reps · 510-883-1350
63
COPPERWYND FINANCIAL — (SCOTTSDALE, AZ) left the SEC roster (was $720.1M RAUM, 5 reps). IAPD ↗
$720.1M RAUM · 5 reps · 480-348-2100 · copperwyndfinancial.com
63
PENINSULA WEALTH, LLC — (SAN FRANCISCO, CA) left the SEC roster (was $676.4M RAUM, 6 reps). IAPD ↗
$676.4M RAUM · 6 reps · (415) 678-5360
63
IFS ADVISORS, INC — (SARASOTA, FL) left the SEC roster (was $256.7M RAUM, 1 reps). IAPD ↗
$256.7M RAUM · 1 reps · 941-907-8888 · investmentfinancial.net
63
C.J. LAWRENCE — (NEW YORK, NY) left the SEC roster (was $591.5M RAUM, 3 reps). IAPD ↗
$591.5M RAUM · 3 reps · 1-877-466-1783 · cjlawrence.com
63
ALPHA BETA GAMMA WEALTH MANAGEMENT — (PALM BEACH GARDENS, FL) left the SEC roster (was $267.0M RAUM, 4 reps). IAPD ↗
$267.0M RAUM · 4 reps · (561) 207-6399
63
BLUE INVESTMENT PARTNERS LLC — (DANVILLE, CA) left the SEC roster (was $342.1M RAUM, 2 reps). IAPD ↗
$342.1M RAUM · 2 reps · (925) 388-6940 · blueinvpartners.com
60
AMP WEALTH MANAGEMENT — (WHITEFISH BAY, WI) left the SEC roster (was $220.4M RAUM, 3 reps). IAPD ↗
$220.4M RAUM · 3 reps · 414-332-1011 · ampinvestment.com
60
SUN VALLEY GOLD LLC — (KETCHUM, ID) left the SEC roster (was $87.0M RAUM, 1 reps). IAPD ↗
$87.0M RAUM · 1 reps · 208-726-2327
60
INDEPENDENT PROGRESSIVE ADVISORS, LLC — (PORTLAND, OR) left the SEC roster (was $115.2M RAUM, 2 reps). IAPD ↗
$115.2M RAUM · 2 reps · 503-536-7351
60
MONEY MANAGERS, INC. — (LAS VEGAS, NV) left the SEC roster (was $53.2M RAUM, 3 reps). IAPD ↗
$53.2M RAUM · 3 reps · (725) 254-5220
60
ALERA RETIREMENT ADVISORS, LLC — (ROCHESTER, NY) left the SEC roster (was $45.7M RAUM, 3 reps). IAPD ↗
$45.7M RAUM · 3 reps · (585) 434-0646 · waterfordgroupny.com
60
FIDUCIARY WEALTH ADVISORS, LLC — (SARASOTA, FL) left the SEC roster (was $114.1M RAUM, 1 reps). IAPD ↗
$114.1M RAUM · 1 reps · (941)-914-0087 · fiduciarywealthadvisors.com
60
11 FINANCIAL — (LUFKIN, TX) left the SEC roster (was $24.0M RAUM, 6 reps). IAPD ↗
$24.0M RAUM · 6 reps · (936) 899-5629
60
HAYDEN CAPITAL — (LOS ANGELES, CA) left the SEC roster (was $60.9M RAUM, 1 reps). IAPD ↗
$60.9M RAUM · 1 reps · 5133043313
60
SHOREPATH CAPITAL MANAGEMENT LLC — (PARK CITY, UT) left the SEC roster (was $146.6M RAUM, 1 reps). IAPD ↗
$146.6M RAUM · 1 reps · 312-357-4080 · shorepathcap.com
60
VOLARIS CAPITAL MANAGEMENT LLC — (SHORT HILLS, NJ) left the SEC roster (was $229.2M RAUM, 3 reps). IAPD ↗
$229.2M RAUM · 3 reps · 973-985-7128 · volariscapital.com
60
HERITAGE WEALTH PARTNERS, LLC — (DUBLIN, OH) left the SEC roster (was $176.3M RAUM, 4 reps). IAPD ↗
$176.3M RAUM · 4 reps · 614-389-2488 · hwp-oh.com
60
SILVEROAK INVESTMENTS, LLC — (location n/a) left the SEC roster (was $68.3M RAUM, 1 reps). IAPD ↗
$68.3M RAUM · 1 reps · 800-520-0605
60
FUTURE YOU WEALTH — (NEW YORK, NY) left the SEC roster (was $177.8M RAUM, 4 reps). IAPD ↗
$177.8M RAUM · 4 reps · (917) 397-6531 · futureyouwealth.com
60
NYTRX LLC — (location n/a) left the SEC roster (was $2.1M RAUM, 1 reps). IAPD ↗
$2.1M RAUM · 1 reps · (832) 827-3883 · nytrx.com
60
HUDSON PARK MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster (was $57.0M RAUM, 1 reps). IAPD ↗
$57.0M RAUM · 1 reps · 212-729-7501 · hudsonparkadvisors.com
60
G.P. LEACH SECURITIES LLC — (location n/a) left the SEC roster (was $345,000 RAUM, 1 reps). IAPD ↗
$345,000 RAUM · 1 reps · (817) 939-9809 · gpleach.com
60
INVESTING ONLINE LLC — (LOS ANGELES, CA) left the SEC roster (was $1,698 RAUM, 1 reps). IAPD ↗
$1,698 RAUM · 1 reps · 310-818-3740 · investing-online.com
60
DOUBLE FINANCE INC. — (SAN FRANCISCO, CA) left the SEC roster (was $20.3M RAUM, 1 reps). IAPD ↗
$20.3M RAUM · 1 reps · 415-366-3893
60
SMART STEPS WEALTH MANAGEMENT LLC — (ST. LOUIS, MO) left the SEC roster — its 120-day provisional registration did not convert (was $60.9M RAUM, 1 reps). IAPD ↗
$60.9M RAUM · 1 reps · 314-970-2377 · smartstepswealth.com
60
THE ENSEMBLE TEAM — (SEATTLE, WA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗
$0 RAUM · 3 reps · (360) 726-2672 · ensembleteam.com
60
TERRAFIRMA WEALTH PARTNERS — (WALNUT CREEK, CA) left the SEC roster — its 120-day provisional registration did not convert (was $83.0M RAUM, 1 reps). IAPD ↗
$83.0M RAUM · 1 reps · 925-587-8882 · terrafirmawealth.com
60
MESSINA WEALTH MANAGEMENT, LLC — (DALLAS, TX) left the SEC roster — its 120-day provisional registration did not convert (was $60.9M RAUM, 2 reps). IAPD ↗
$60.9M RAUM · 2 reps · 214-205-2066 · messinawealthmanagement.com
60
UPSKILL WEALTH MANAGEMENT, LLC — (CORTLAND, NY) left the SEC roster — its 120-day provisional registration did not convert (was $1.8M RAUM, 1 reps). IAPD ↗
$1.8M RAUM · 1 reps · 315-882-1770 · upskillwm.com
60
LINCOLNBRIDGE FINANCIAL PLANNING, LLC — (OGLESBY, IL) left the SEC roster — its 120-day provisional registration did not convert (was $39.8M RAUM, 3 reps). IAPD ↗
$39.8M RAUM · 3 reps · 815-296-8855 · lincolnbridgefp.com
60
HOOT WEALTH LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 4 reps). IAPD ↗
$0 RAUM · 4 reps · (983) 203-0215 · hootwealth.com
60
FINTURO INC. — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 510-485-1584 · finturo.co
60
WEALTHETIC LLC — (SAN DIEGO, CA) left the SEC roster — its 120-day provisional registration did not convert (was $13.2M RAUM, 1 reps). IAPD ↗
$13.2M RAUM · 1 reps · (858) 750-1618 · wealthetic.com
60
BARZIDEH & NADEAU WEALTH MANAGEMENT LLC — (BARRINGTON, IL) left the SEC roster — its 120-day provisional registration did not convert (was $44.6M RAUM, 2 reps). IAPD ↗
$44.6M RAUM · 2 reps · 847-780-2980 · bnwealth.com
60
EXPONENT WEALTH — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · (801) 494-4235
60
40 NORTH WEALTH LLC — (AURORA, CO) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 402 917 3345
55
CENTAURUS FINANCIAL, INC. — shrank from 432 to 375 advisory reps. IAPD ↗
$7.34B RAUM · 375 reps · 714-456-1790 · centaurusfinancial.com
55
THE PATRIOT FINANCIAL GROUP, LLC — shrank from 48 to 30 advisory reps. IAPD ↗
$2.41B RAUM · 30 reps · 508-251-6100 · myhaydenwealth.com
53
NVEST FINANCIAL, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
$523.4M RAUM · 5 reps · 207-985-8585
53
NIXON CAPITAL LLC — shrank from 4 to 2 advisory reps. IAPD ↗
$337.5M RAUM · 2 reps · 512.354.2491 · nixoncapital.com
53
ERTS WEALTH ADVISORS, LLC — shrank from 6 to 3 advisory reps. IAPD ↗
$630.4M RAUM · 3 reps · (906) 228-5564 · baroberts.com
50
MORNINGSTAR INVESTMENT SERVICES LLC — shrank from 29 to 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 312-696-6000
48
AVIVAR CAPITAL, LLC — reported RAUM down 43% ($513.8M -> $290.4M). IAPD ↗
$290.4M RAUM · 16 reps · 818-681-6833
45
ATLASMARK FINANCIAL, INC. — reported RAUM down 73% ($822.2M -> $224.3M). IAPD ↗
$224.3M RAUM · 1 reps · 512-270-2900 · atlasmark.com
45
CAPSTONE WEALTH ADVISORS, LLC — reported RAUM down 68% ($720.9M -> $230.4M). IAPD ↗
$230.4M RAUM · 3 reps · 503-967-1980 · capstonewealthadvisors.com
55
COLUMBIA WANGER ASSET MANAGEMENT, LLC — (CHICAGO, IL) left the SEC roster (was $5.83B RAUM, 8 reps). IAPD ↗institutional
$5.83B RAUM · 8 reps · 312-634-9200 · columbiathreadneedleus.com
53
TIS ADVISORS — (OVERLAND PARK, KS) left the SEC roster (was $718.7M RAUM, 1 reps). IAPD ↗institutional
$718.7M RAUM · 1 reps · 913-981-1020 · tortoiseadvisors.com
53
DRI CAPITAL (US), INC. — (SHORT HILLS, NJ) left the SEC roster (was $520.1M RAUM, 6 reps). IAPD ↗institutional
$520.1M RAUM · 6 reps · 908-577-2968
53
DECADE RENEWABLE PARTNERS LP — (HOUSTON, TX) left the SEC roster (was $500.0M RAUM, 3 reps). IAPD ↗institutional
$500.0M RAUM · 3 reps · 281-715-0720
50
THE STAGWELL GROUP LLC — (MIAMI BEACH, FL) left the SEC roster (was $1.08B RAUM, 3 reps). IAPD ↗fund
$1.08B RAUM · 3 reps · (202) 478-4916
50
ECOFIN ADVISORS, LLC — (OVERLAND PARK, KS) left the SEC roster (was $94.5M RAUM, 1 reps). IAPD ↗institutional
$94.5M RAUM · 1 reps · 913-981-1020 · tortoiseadvisors.com
50
POP VENTURE ADVISERS LLC — (NEW YORK, NY) left the SEC roster (was $100,000 RAUM, 1 reps). IAPD ↗institutional
$100,000 RAUM · 1 reps · 917-693-2798
50
FIN FINANCIAL LLC — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 917-545-7427 · finnyai.com
50
CIBRA CAPITAL LLC — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 442037256245
50
MPACT CAPITAL — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗institutional
$0 RAUM · 3 reps · 917-348-8649 · mpactcap.com
48
LATTICE CAPITAL MANAGEMENT LLC — (KIRKLAND, WA) left the SEC roster (was $539.8M RAUM, 5 reps). IAPD ↗fund
$539.8M RAUM · 5 reps · 425 828-4300 · latticecm.com
48
BOULDER HILL CAPITAL MANAGEMENT LP — (NEW YORK, NY) left the SEC roster (was $390.7M RAUM, 5 reps). IAPD ↗fund
$390.7M RAUM · 5 reps · 212-466-6927
48
CUTTER CAPITAL MANAGEMENT — (NEW YORK, NY) left the SEC roster (was $493.4M RAUM, 5 reps). IAPD ↗fund
$493.4M RAUM · 5 reps · 646-989-4200
45
PRAESIDIAN CAPITAL MANAGEMENT II, LLC — (OKLAHOMA CITY, OK) left the SEC roster (was $62.7M RAUM, 7 reps). IAPD ↗fund
$62.7M RAUM · 7 reps · 212-520-2600 · praesidian.com
45
VERISTAR CAPITAL MANAGEMENT LP — (NEW YORK, NY) left the SEC roster (was $70.2M RAUM, 3 reps). IAPD ↗fund
$70.2M RAUM · 3 reps · 929-564-5500
40
AETHER INVESTMENT PARTNERS, LLC — shrank from 8 to 2 advisory reps. IAPD ↗fund
$1.28B RAUM · 2 reps · 720-961-4190 · aetherip.sharesecurely.com
40
TFG ASSET MANAGEMENT L.P. — shrank from 59 to 47 advisory reps. IAPD ↗fund
$15.24B RAUM · 47 reps · 212-359-7300
38
MW ADVISOR, LLC — shrank from 95 to 19 advisory reps. IAPD ↗fund
$260.2M RAUM · 19 reps · 212-500-3000
35
MACQUARIE ASSET MANAGEMENT CREDIT ADVISERS US, LLC — reported RAUM down 55% ($448.2M -> $201.0M). IAPD ↗institutional
$201.0M RAUM · 7 reps · 1 212 231-1000 · macquarie.com
35
VANGUARD ASSET MANAGEMENT, LIMITED — (LONDON, United Kingdom) left the SEC roster (was $482.96B RAUM, 73 reps). IAPD ↗foreign
$482.96B RAUM · 73 reps · 44 203 7535600 · vanguardinvestor.co.uk
35
VANGUARD INVESTMENTS AUSTRALIA LIMITED — (MELBOURNE VIC, Australia) left the SEC roster (was $92.43B RAUM, 55 reps). IAPD ↗foreign
$92.43B RAUM · 55 reps · 61 3 8888 3888
35
ARKHOUSE — shrank from 8 to 5 advisory reps. IAPD ↗fund
$53.1M RAUM · 5 reps · 212-465-1301 · arkhousefund.com
33
HEARTWOOD FUNDS — reported RAUM down 44% ($521.8M -> $292.2M). IAPD ↗fund
$292.2M RAUM · 1 reps · 347-541-2579 · heartwoodfunds.com
33
22V ASSET MANAGEMENT — reported RAUM down 26% ($483.7M -> $357.3M). IAPD ↗fund
$357.3M RAUM · 6 reps · 917-224-2277 · 22vam.com
33
NEW SILK ROAD INVESTMENT PTE LTD — (SINGAPORE, Singapore) left the SEC roster (was $615.1M RAUM, 9 reps). IAPD ↗foreign
$615.1M RAUM · 9 reps · 65 6593 6136
30
BLOOMSBURY ASSET MANAGEMENT LLP — (LONDON, United Kingdom) left the SEC roster (was $4.3M RAUM, 1 reps). IAPD ↗foreign
$4.3M RAUM · 1 reps · 447548705859
25
COLCHESTER GLOBAL INVESTORS — shrank from 7 to 5 advisory reps. IAPD ↗foreign
$23.95B RAUM · 5 reps · 011-44207-292-6920
25
OCTOPUS ENERGY GENERATION — shrank from 74 to 55 advisory reps. IAPD ↗foreign
$6.40B RAUM · 55 reps · 0808 164 1088
23
TOSCAFUND ASSET MANAGEMENT — shrank from 23 to 11 advisory reps. IAPD ↗foreign
$929.9M RAUM · 11 reps · +44 20 7845 6100
18
TOSCAFUND ASSET MANAGEMENT — reported RAUM down 34% ($1.40B -> $929.9M). IAPD ↗foreign
$929.9M RAUM · 11 reps · +44 20 7845 6100

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.