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CAROLINAS WEALTH CONSULTING LLC

CHARLOTTE, NC · CRD 300003 · IAPD ↗ · carolinasinvest.com · 704-643-2455

$1.45BRegulatory AUM
10Advisory reps
17Employees
0Clients
101-250Planning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
August 2025 — CAROLINAS WEALTH CONSULTING LLC (CHARLOTTE, NC) left the SEC roster (was $1.45B RAUM, 10 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
April 2024 — CAROLINAS WEALTH CONSULTING LLC shrank from 18 to 11 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.