← Tributary

ASI WEALTH MANAGEMENT & CONSULTING SERVICES

BEND, OR · CRD 108138 · IAPD ↗ · 541-617-0898

$1.73BRegulatory AUM
7Advisory reps
15Employees
0Clients
101-250Planning clients
0Private funds
0States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
August 2025 — ASI WEALTH MANAGEMENT & CONSULTING SERVICES (BEND, OR) left the SEC roster (was $1.73B RAUM, 7 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
63
April 2024 — ASI WEALTH MANAGEMENT & CONSULTING SERVICES reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.