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EL CAPITAN ADVISORS

SANTA BARBARA, CA · CRD 290340 · IAPD ↗ · elcapitanadvisors.com · (833) 463-5227

$7.43BRegulatory AUM
1Advisory reps
9Employees
0Clients
More than 500Planning clients
0Private funds
0States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
August 2025 — EL CAPITAN ADVISORS (SANTA BARBARA, CA) left the SEC roster (was $7.43B RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.