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UPSKILL WEALTH MANAGEMENT, LLC

CORTLAND, NY · CRD 332762 · IAPD ↗ · upskillwm.com · 315-882-1770

$1.8MRegulatory AUM
1Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

60
August 2025 — UPSKILL WEALTH MANAGEMENT, LLC (CORTLAND, NY) left the SEC roster — its 120-day provisional registration did not convert (was $1.8M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
95
October 2024 — UPSKILL WEALTH MANAGEMENT, LLC (CORTLAND, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.