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FIN FINANCIAL LLC

NEW YORK, NY · CRD 332319 · IAPD ↗ · finnyai.com · 917-545-7427

$0Regulatory AUM
1Advisory reps
1Employees
35Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

50
August 2025 — FIN FINANCIAL LLC (NEW YORK, NY) left the SEC roster (was $0 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
85
October 2024 — FIN FINANCIAL LLC (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.